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FALCONSTOR SOFTWARE INC
FALCONSTOR SOFTWARE INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 38 Institutional holders with a total value of $20,668,417.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nantahala Capital Management, LLC 2,645,297 4,180,000 20.22%
2 VANGUARD GROUP INC 1,222,908 1,932,000 9.35%
3 BOURGEON CAPITAL MANAGEMENT LLC 1,214,444 1,919,000 9.28%
4 BlackRock Institutional Trust Company, N.A. 1,010,496 1,597,000 7.73%
5 DIMENSIONAL FUND ADVISORS LP 879,778 1,390,000 6.73%
6 Bank of New York Mellon Corp 850,925 1,345,000 6.51%
7 Teton Advisors, Inc. 850,000 1,343,000 6.50%
8 GAMCO INVESTORS, INC. ET AL 622,000 983,000 4.76%
9 BRIGHTFIELD CAPITAL MANAGEMENT LLC 536,483 848,000 4.10%
10 GABELLI FUNDS LLC 525,000 830,000 4.02%
11 Potomac Capital Management, Inc. 495,135 782,000 3.78%
12 Benchmark Capital Advisors 332,500 525,000 2.54%
13 HERALD INVESTMENT MANAGEMENT Ltd 300,000 489,000 2.37%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 271,000 411,000 1.99%
15 IRIDIAN ASSET MANAGEMENT LLC/CT 234,130 370,000 1.79%
16 JACOBS LEVY EQUITY MANAGEMENT, INC 197,975 313,000 1.51%
17 GEODE CAPITAL MANAGEMENT, LLC 147,264 232,000 1.12%
18 Cowen Prime Services LLC 142,125 225,000 1.09%
19 FIRST MANHATTAN CO. LLC. 106,052 167,000 0.81%
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 100,000 158,000 0.76%
21 BlackRock Fund Advisors 94,675 150,000 0.73%
22 NORTHERN TRUST CORP 85,048 135,000 0.65%
23 MENTA CAPITAL LLC 70,191 111,000 0.54%
24 Spark Investment Management LLC 26,300 41,000 0.20%
25 Rotella Capital Management, Inc. 25,179 40,000 0.19%
26 STATE STREET CORP 23,296 37,000 0.18%
27 BANK OF AMERICA CORP /DE/ 18,150 29,000 0.14%
28 GUGGENHEIM CAPITAL LLC 12,684 20,000 0.10%
29 GOLDMAN SACHS GROUP INC 10,835 17,000 0.08%
30 BLACKROCK ADVISORS LLC 9,942 16,000 0.08%
31 ROYAL BANK OF CANADA 6,500 10,000 0.05%
32 BARCLAYS PLC 6,704 7,000 0.03%
33 MORGAN STANLEY 2,300 4,000 0.02%
34 BNP PARIBAS FINANCIAL MARKETS 2,248 3,417 0.02%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,749 3,000 0.01%
36 UBS AG 1,722 3,000 0.01%
37 COLONY GROUP LLC 1,000 2,000 0.01%
38 WFG Advisors, LP 500 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.