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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 54 Institutional holders with a total value of $158,255,858.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,712,220 29,995,000 18.95%
2 CASTLE CREEK CAPITAL PARTNERS IV, LP 2,483,100 20,063,000 12.68%
3 WELLINGTON MANAGEMENT GROUP LLP 2,446,780 19,770,000 12.49%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,723,990 13,930,000 8.80%
5 BANC FUNDS CO LLC 1,578,478 12,754,000 8.06%
6 PRICE MICHAEL F 1,166,575 9,426,000 5.96%
7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 920,750 7,440,000 4.70%
8 VANGUARD GROUP INC 654,292 5,287,000 3.34%
9 BlackRock Fund Advisors 590,139 4,768,000 3.01%
10 Harvest Capital Strategies LLC 408,093 3,297,000 2.08%
11 BlackRock Institutional Trust Company, N.A. 364,300 2,944,000 1.86%
12 JACOBS ASSET MANAGEMENT, LLC 308,600 2,493,000 1.58%
13 MALTESE CAPITAL MANAGEMENT LLC 300,000 2,424,000 1.53%
14 Geduld E E 275,000 2,222,000 1.40%
15 Roaring Blue Lion Capital Management, L.P. 267,576 2,162,000 1.37%
16 STATE STREET CORP 262,457 2,120,000 1.34%
17 1919 Investment Counsel, LLC 250,000 2,020,000 1.28%
18 NORTHERN TRUST CORP 241,917 1,955,000 1.24%
19 Employees Retirement System of Texas 162,000 1,309,000 0.83%
20 Stieven Capital Advisors, L.P. 153,344 1,239,000 0.78%
21 PANAGORA ASSET MANAGEMENT INC 123,172 995,000 0.63%
22 EMERALD MUTUAL FUND ADVISERS TRUST 106,537 861,000 0.54%
23 GEODE CAPITAL MANAGEMENT, LLC 93,561 755,000 0.48%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 91,878 742,000 0.47%
25 Bank of New York Mellon Corp 85,631 692,000 0.44%
26 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 77,500 626,000 0.40%
27 DEUTSCHE BANK AG\ 75,902 612,000 0.39%
28 BlackRock Investment Management, LLC 72,948 589,000 0.37%
29 RENAISSANCE TECHNOLOGIES LLC 71,335 576,000 0.36%
30 ENDEAVOUR CAPITAL ADVISORS INC 56,975 460,000 0.29%
31 BLACKTHORN INVESTMENT GROUP LLC 49,771 402,000 0.25%
32 MENDON CAPITAL ADVISORS CORP 49,263 398,000 0.25%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 39,660 320,000 0.20%
34 MORGAN STANLEY 36,975 298,000 0.19%
35 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 29,497 239,000 0.15%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 224,000 0.14%
37 CREDIT SUISSE AG/ 25,847 209,000 0.13%
38 CITIGROUP INC 25,057 202,000 0.13%
39 RHUMBLINE ADVISERS 24,635 199,000 0.13%
40 TEACHERS ADVISORS, LLC 23,912 193,000 0.12%
41 PARAMETRIC PORTFOLIO ASSOCIATES LLC 22,626 183,000 0.12%
42 ProShare Advisors LLC 20,399 165,000 0.10%
43 GUGGENHEIM CAPITAL LLC 16,437 133,000 0.08%
44 Nationwide Fund Advisors 16,475 133,000 0.08%
45 AMERICAN INTERNATIONAL GROUP, INC. 13,720 110,858 0.07%
46 JPMORGAN CHASE & CO 12,015 97,000 0.06%
47 BLACKROCK ADVISORS LLC 11,333 92,000 0.06%
48 GSA CAPITAL PARTNERS LLP 11,049 89,000 0.06%
49 Tower Research Capital LLC (TRC) 2,505 20,000 0.01%
50 UBS AG 1,722 14,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.