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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
6451 ADDUS HOMECARE CORP COM 890 21 0.00%
6452 SPEED COMM INC 5,802 21 0.00%
6453 IKANOS COMMUNICATIONS INC 23,906 21 0.00%
6454 OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 11,228 21 0.00%
6455 PC-TEL INC 2,412 21 0.00%
6456 SILVER BAY RLTY TR CORP 1,366 21 0.00%
6457 Epirus Biopharma 17,299 21 0.00%
6458 READING INTERNATIONAL INC 2,849 21 0.00%
6459 KARYOPHARM THERAPEUTICS INC COM 682 21 0.00%
6460 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 7,536 21 0.00%
6461 BIOLASE INC 8,863 21 0.00%
6462 CESCA THERAPEUTICS INC 12,491 21 0.00%
6463 BIOTIME INC 6,017 20 0.00%
6464 FALCONSTOR SOFTWARE INC 12,684 20 0.00%
6465 API TECHNOLOGIES CORP 6,721 20 0.00%
6466 TOWN SPORTS INTL HLDGS INC 2,408 20 0.00%
6467 URS CORP 430 20 0.00%
6468 Anadigics Inc 11,955 20 0.00%
6469 CORESITE RLTY CORP 655 20 0.00%
6470 NANOSPHERE INC 9,350 20 0.00%
6471 OMNIVISION TECHS INC 1,139 20 0.00%
6472 NETLIST INC 10,632 20 0.00%
6473 Guaranty Bancorp Del 1,397 20 0.00%
6474 RICHARDSON ELECTRS LTD 1,858 20 0.00%
6475 HARVARD BIOSCIENCE INC 4,276 20 0.00%
6476 TeleCommunication Systems Inc. 8,705 20 0.00%
6477 UNITED CMNTY FINL CORP OHIO 5,010 20 0.00%
6478 FBR AND CO COM NEW 769 20 0.00%
6479 Pacific Sunwear Calif Inc 6,798 20 0.00%
6480 STR HOLDINGS INC 12,395 20 0.00%
6481 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 1,563 20 0.00%
6482 FUEL SYS SOLUTIONS INC 1,889 20 0.00%
6483 METABOLIX INC RESTRICTED 14,903 19 0.00%
6484 UNITEK GLOBAL SVCS INC COM NEW 10,423 19 0.00%
6485 NEOGENOMICS INC 5,603 19 0.00%
6486 REVOLUTION LIGHTING TECHNOLO COM 5,964 19 0.00%
6487 CPFL ENERGIA S A 1,170 19 0.00%
6488 MAJESCO ENTERTAINMENT CO 47,101 19 0.00%
6489 SOCIEDAD QUIMICA Y MINERA DE 603 19 0.00%
6490 CARDICA INC 18,590 19 0.00%
6491 BRASKEM S A SP ADR PFD A 1,137 18 0.00%
6492 EMC INS GROUP INC COM 503 18 0.00%
6493 Support.Com Inc 6,923 18 0.00%
6494 SEACOAST BKG CORP FLA 1,676 18 0.00%
6495 HERITAGE OAKS BANCORP COM 2,213 18 0.00%
6496 HERITAGE COMMERCE CORP 2,188 18 0.00%
6497 SWISHER HYGIENE INC 40,663 18 0.00%
6498 LUBYS INC COM 2,988 18 0.00%
6499 ENZON PHARMACEUTICALS INC 17,372 18 0.00%
6500 Overland Storage Inc 22,602 18 0.00%
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