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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
151 AMICUS THERAPEUTICS INC COM 8,416 17 0.00%
152 SPRINGLEAF HLDGS INC 684 17 0.00%
153 UNITED MICROELECTRONICS CORP 8,109 17 0.00%
154 UMH PPTYS INC 1,772 17 0.00%
155 EMC INS GROUP INC COM 503 18 0.00%
156 Heritage Oaks Bancorp 2,213 18 0.00%
157 LUBY'S INC 2,988 18 0.00%
158 Mela Sciences Inc Com 29,029 18 0.00%
159 SEACOAST BKG CORP FLA COM NEW 1,676 18 0.00%
160 SWISHER HYGIENE INC 40,663 18 0.00%
161 BRASKEM S A SP ADR PFD A 1,137 18 0.00%
162 GRUPO AEROPORTUARIO DEL SURE 147 18 0.00%
163 Support.Com Inc 6,923 18 0.00%
164 GSV CAP CORP 1,817 18 0.00%
165 AMERICAN NATL BANKSHARES INC 760 18 0.00%
166 NEWBRIDGE BANCORP 2,489 18 0.00%
167 ENZON PHARMACEUTICALS INC 17,372 18 0.00%
168 Overland Storage Inc 22,602 18 0.00%
169 CLEVELAND BIOLABS INC 25,903 18 0.00%
170 Delcath Systems Inc 65,362 18 0.00%
171 HERITAGE COMMERCE CORP 2,188 18 0.00%
172 CPFL ENERGIA S A 1,170 19 0.00%
173 METABOLIX INC RESTRICTED 14,903 19 0.00%
174 NEOGENOMICS INC 5,603 19 0.00%
175 UNITEK GLOBAL SVCS INC COM NEW 10,423 19 0.00%
176 CARDICA INC 18,590 19 0.00%
177 MAJESCO ENTERTAINMENT CO 47,101 19 0.00%
178 REVOLUTION LIGHTING TECHNOLO COM NEW 5,964 19 0.00%
179 SOCIEDAD QUIMICA Y MINERA DE 603 19 0.00%
180 FBR AND CO COM NEW 769 20 0.00%
181 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 1,563 20 0.00%
182 OMNIVISION TECHS INC 1,139 20 0.00%
183 BIOTIME INC 6,017 20 0.00%
184 TOWN SPORTS INTL HLDGS INC 2,408 20 0.00%
185 FALCONSTOR SOFTWARE INC 12,684 20 0.00%
186 Anadigics Inc 11,955 20 0.00%
187 CORESITE RLTY CORP 655 20 0.00%
188 STR HOLDINGS INC 12,395 20 0.00%
189 API TECHNOLOGIES CORP 6,721 20 0.00%
190 NETLIST INC 10,632 20 0.00%
191 UNITED CMNTY FINL CORP OHIO COM 5,010 20 0.00%
192 HARVARD BIOSCIENCE INC 4,276 20 0.00%
193 NANOSPHERE INC 9,350 20 0.00%
194 URS CORP 430 20 0.00%
195 FUEL SYS SOLUTIONS INC 1,889 20 0.00%
196 Guaranty Bancorp 1,397 20 0.00%
197 Pacific Sunwear Calif Inc 6,798 20 0.00%
198 TeleCommunication Systems Inc. 8,705 20 0.00%
199 RICHARDSON ELECTRS LTD 1,858 20 0.00%
200 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 7,536 21 0.00%
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