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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
401 CHESAPEAKE LODGING TRUSTSH BEN INT 1,266 33 0.00%
402 LANDAUER INC CM 734 33 0.00%
403 RENEWABLE ENERGY GROUP INC 2,776 33 0.00%
404 CASTLE BRANDS INC 27,290 33 0.00%
405 WISDOMTREE INC COM 2,500 33 0.00%
406 SABRA HEALTH CARE REIT INC 1,186 33 0.00%
407 RAMCO GERSHENSON PPTY TR SH BEN INT 2,053 33 0.00%
408 ENDEAVOUR INTL CORP COM NEW 10,120 33 0.00%
409 MONMOUTH REAL ESTATE INVT CO 3,481 33 0.00%
410 MAST THERAPEUTICS INC 49,036 33 0.00%
411 FIBROCELL SCIENCE 6,233 33 0.00%
412 ROYAL BK SCOTLAND GROUP PLC 1,427 33 0.00%
413 BLOOMIN BRANDS INC 1,381 33 0.00%
414 AMERICA MOVIL SAB DE CV 1,652 33 0.00%
415 VENAXIS INC 12,652 33 0.00%
416 MAXIMUS INC 734 33 0.00%
417 DICE HOLDINGS INC 4,500 34 0.00%
418 THL CR INC 2,450 34 0.00%
419 HILLENBRAND INC 1,065 34 0.00%
420 DESTINATION MATERNITY CORP COM 1,243 34 0.00%
421 FEDERAL MOGUL HOLDINGS ORD 1,791 34 0.00%
422 CYTOKINETICS INC 3,621 34 0.00%
423 PERNIX THERAPEUTICS HLDGS IN 6,334 34 0.00%
424 NAUTILUS INC COM 3,533 34 0.00%
425 PUMA BIOTECHNOLOGY 325 34 0.00%
426 AGREE RLTY CORP COM 1,117 34 0.00%
427 Unwired Planet, Inc. 15,652 34 0.00%
428 EMERGENT BIOSOLUTIONS INC 1,328 34 0.00%
429 BARRETT BUSINESS SERVICES IN COM 591 35 0.00%
430 FLAGSTAR BANCORP INC 1,597 35 0.00%
431 EDUCATION RLTY TR INC 3,542 35 0.00%
432 Zillow, Inc. 401 35 0.00%
433 WOODWARD INC 852 35 0.00%
434 MOLINA HEALTHCARE INC 926 35 0.00%
435 B/E AEROSPACE INC 400 35 0.00%
436 DIODES INC COM 1,345 35 0.00%
437 RUBICON TECHNOLOGY INC 3,100 35 0.00%
438 LINCOLN EDL SVCS CORP 9,335 35 0.00%
439 STANDEX INTL CORP 647 35 0.00%
440 GLU MOBILE INC 7,293 35 0.00%
441 HEMISPHERX BIOPHARMA INC 88,569 35 0.00%
442 ULTRA CLEAN HLDGS INC 2,704 36 0.00%
443 T.G.C. INDUSTRIES INC 6,095 36 0.00%
444 LEXICON PHARMACEUTICALS INC COM NEW 20,601 36 0.00%
445 HERSHA HOSPITALITY TR 6,252 36 0.00%
446 PMFG INC 6,099 36 0.00%
447 MONTGOMERY STR INCOME SECS I 2,228 36 0.00%
448 UNITED STATES ANTIMONY CORP 19,586 36 0.00%
449 Carriage Services Inc. 2,000 36 0.00%
450 KRATOS DEFENSE & SECURITY SOLU COM 4,819 36 0.00%
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