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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
751 Van Eck 757,932 17,280 0.04%
752 INTERNATIONAL BUSINESS MACHS 90,910 17,263 0.04%
753 HANCOCK WHITNEY CORPORATION 538,224 17,250 0.04%
754 MONSANTO CO NEW 153,138 17,230 0.04%
755 LINN ENERGY LLC UNIT LTD LIAB 568,998 17,150 0.04%
756 CISCO SYS INC 677,797 17,058 0.04%
757 SPDR SER TR 343,203 17,040 0.04%
758 BALLY TECHNOLOGIES 210,519 16,989 0.04%
759 BB&T CORP 455,551 16,951 0.04%
760 SYMETRA FINANCIAL INC 725,621 16,929 0.04%
761 SM ENERGY CO 216,447 16,883 0.04%
762 NUVEEN FLOATING RATE INCOME 1,492,927 16,854 0.04%
763 HUNTINGTON INGALLS INDS INC 160,430 16,718 0.04%
764 Nexpoint Cr Strategies 1,571,877 16,692 0.04%
765 DISCOVERY COMMUNICATNS NEW 439,986 16,631 0.04%
766 ROYAL DUTCH SHELL PLC 217,775 16,579 0.04%
767 BANCORPSOUTH INC 821,822 16,551 0.04%
768 HELMERICH & PAYNE INC 169,017 16,542 0.04%
769 BLACKROCK ENHANCED CAP INC 1,109,046 16,470 0.04%
770 OLD DOMINION FGHT LINES INC 232,821 16,446 0.04%
771 TIME WARNER CABLE INC 114,606 16,445 0.04%
772 DISCOVERY C 440,826 16,434 0.04%
773 POWERSHARES QQQ TRUST 165,945 16,394 0.04%
774 CONAGRA BRANDS INC 494,794 16,348 0.04%
775 ENTERGY CORP NEW 210,990 16,316 0.04%
776 MCKESSON CORP 83,472 16,250 0.04%
777 EMERGENT BIOSOLUTIONS INC 750,692 15,997 0.04%
778 CANADIAN SOLAR INC 445,806 15,946 0.04%
779 TOTAL S A 247,074 15,924 0.04%
780 PROCTER AND GAMBLE CO 189,079 15,833 0.04%
781 POLARIS INDS INC 105,622 15,821 0.04%
782 B/E AEROSPACE INC 188,195 15,797 0.04%
783 TRANSOCEAN LTD 493,596 15,780 0.04%
784 CLAYMORE EXCHANGE TRD FD TR 590,740 15,767 0.04%
785 TRINA SOLAR ADR REPTG 50 ORD 1,305,682 15,760 0.04%
786 CLAYMORE EXCHANGE TRD FD TR 587,761 15,723 0.04%
787 SOUTHERN CO 360,165 15,721 0.04%
788 CLAYMORE EXCHANGE TRD FD TR 590,035 15,719 0.04%
789 KINDER MORGAN INC DEL 409,044 15,683 0.04%
790 BP PRUDHOE BAY RTY TR 166,164 15,658 0.04%
791 LOCKHEED MARTIN CORP 85,138 15,562 0.04%
792 NOVARTIS A G 165,143 15,546 0.04%
793 OLD REP INTL CORP 1,083,831 15,477 0.04%
794 The Ryland Group Inc (Acquired 10/1/15) 465,157 15,462 0.04%
795 POTASH CORP SASK INC 445,924 15,411 0.04%
796 BOEING CO 120,800 15,388 0.04% Call
797 TOTAL S A 238,400 15,365 0.04%
798 CUBIST PHARMACEUTI 231,448 15,354 0.04%
799 INTERNATIONAL BUSINESS MACHS 80,794 15,337 0.04%
800 ATLAS RESOURCES PARTNERS LP 787,826 15,331 0.04%
Page 16 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%