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Nexpoint Cr Strategies
Nexpoint Cr Strategies. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 50 Institutional holders with a total value of $230,790,007.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 6,609,599 70,194,000 30.41%
2 MORGAN STANLEY 2,262,839 24,031,000 10.41%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,778,937 18,892,000 8.19%
4 HIGHLAND CAPITAL MANAGEMENT LP 1,691,327 17,962,000 7.78%
5 GUGGENHEIM CAPITAL LLC 1,571,877 16,692,000 7.23%
6 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,442,370 15,318,000 6.64%
7 LOOMIS SAYLES & CO L P 1,361,139 14,455,000 6.26%
8 Karpus Management, Inc. 1,051,538 11,167,000 4.84%
9 WELLS FARGO & COMPANY/MN 885,208 9,401,000 4.07%
10 BESSEMER GROUP INC 648,204 6,884,000 2.98%
11 Invesco Ltd. 569,442 6,047,000 2.62%
12 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 435,474 4,625,000 2.00%
13 RAYMOND JAMES & ASSOCIATES 177,796 1,888,000 0.82%
14 Capital Investment Advisors, LLC 151,731 1,611,000 0.70%
15 UBS AG 149,790 1,591,000 0.69%
16 PNC FINANCIAL SERVICES GROUP, INC. 123,000 1,306,000 0.57%
17 BNP PARIBAS FINANCIAL MARKETS 114,711 1,218,231 0.53%
18 Cetera Advisor Networks LLC 99,578 1,058,000 0.46%
19 LPL Financial LLC 64,183 676,000 0.29%
20 BANK OF AMERICA CORP /DE/ 53,063 564,000 0.24%
21 DEUTSCHE BANK AG\ 53,000 562,000 0.24%
22 JANE STREET GROUP, LLC 50,131 532,000 0.23%
23 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 47,600 505,000 0.22%
24 Robert W. Baird & Co. Inc 35,917 381,000 0.17% SH
25 VSR Financial Services, Inc. 34,374 365,000 0.16%
26 Investors Capital Advisory Services 28,010 297,000 0.13%
27 Thomas J. Herzfeld Advisors, Inc. 27,500 292,000 0.13%
28 Winslow, Evans & Crocker, Inc. 26,418 280,550 0.12%
29 Saba Capital Management, L.P. 25,100 267,000 0.12%
30 ROYAL BANK OF CANADA 23,897 254,000 0.11%
31 Commonwealth Equity Services, Inc 23,257 247,000 0.11%
32 Relative Value Partners, LLC 21,378 227,000 0.10%
33 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 16,905 180,000 0.08%
34 Plante Moran Financial Advisors, LLC 15,900 169,000 0.07%
35 GOLDMAN SACHS GROUP INC 11,870 126,000 0.05%
36 B. Riley Wealth Advisors, Inc. 11,038 117,000 0.05%
37 AMERICAN INTERNATIONAL GROUP, INC. 9,814 104,226 0.05%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,691 82,000 0.04%
39 Creative Planning 5,091 54,000 0.02%
40 US BANCORP \DE\ 3,650 39,000 0.02%
41 WealthTrust-Arizona, LLC 2,445 26,000 0.01%
42 ENVESTNET ASSET MANAGEMENT INC 1,884 20,000 0.01%
43 MSI Financial Services Inc 1,800 19,000 0.01%
44 1919 Investment Counsel, LLC 1,646 18,000 0.01%
45 MUFG Americas Holdings Corp 1,200 13,000 0.01%
46 BARCLAYS PLC 1,250 13,000 0.01%
47 NEXT Financial Group, Inc 1,000 11,000 0.00%
48 CITIGROUP INC 500 5,000 0.00%
49 Tower Research Capital LLC (TRC) 300 3,000 0.00%
50 Hudock, Inc. 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.