| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 2,750,000 | 31,048,000 | 17.45% | ||
| 2 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,147,423 | 24,244,000 | 13.62% | ||
| 3 | Invesco Ltd. | 1,881,689 | 21,244,000 | 11.94% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,492,927 | 16,854,000 | 9.47% | ||
| 5 | MORGAN STANLEY | 1,485,975 | 16,776,000 | 9.43% | ||
| 6 | Advisors Asset Management, Inc. | 682,746 | 7,708,000 | 4.33% | ||
| 7 | Cambridge Investment Research Advisors, Inc. | 581,931 | 6,570,000 | 3.69% | ||
| 8 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 442,456 | 4,995,000 | 2.81% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 391,055 | 4,416,000 | 2.48% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 355,661 | 4,015,000 | 2.26% | ||
| 11 | WELLS FARGO & COMPANY/MN | 279,610 | 3,157,000 | 1.77% | ||
| 12 | UBS AG | 247,804 | 2,798,000 | 1.57% | ||
| 13 | ENVESTNET ASSET MANAGEMENT INC | 243,969 | 2,754,000 | 1.55% | ||
| 14 | LPL Financial LLC | 237,707 | 2,669,000 | 1.50% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 199,874 | 2,257,000 | 1.27% | ||
| 16 | Trust Asset Management LLC | 179,369 | 2,170,000 | 1.22% | ||
| 17 | VNBTrust, National Association | 177,170 | 2,001,000 | 1.12% | ||
| 18 | CREDIT SUISSE AG/ | 148,473 | 1,676,000 | 0.94% | ||
| 19 | Horizon Kinetics LLC | 141,371 | 1,596,000 | 0.90% | ||
| 20 | Capital Investment Advisors, LLC | 127,720 | 1,442,000 | 0.81% | ||
| 21 | BB&T SECURITIES, LLC | 12,650 | 1,428,000 | 0.80% | ||
| 22 | DOLIVER ADVISORS, LP | 110,160 | 1,244,000 | 0.70% | ||
| 23 | CORNERSTONE ADVISORS INC | 101,995 | 1,152,000 | 0.65% | ||
| 24 | AMERIPRISE FINANCIAL INC | 91,840 | 1,035,000 | 0.58% | ||
| 25 | CONNING INC. | 85,900 | 970,000 | 0.55% | ||
| 26 | Edgemoor Investment Advisors, Inc. | 83,337 | 941,000 | 0.53% | ||
| 27 | HUNTINGTON NATIONAL BANK | 79,545 | 898,000 | 0.50% | PRN | |
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 64,852 | 732,000 | 0.41% | ||
| 29 | MARINER INVESTMENT GROUP LLC | 62,007 | 700,000 | 0.39% | ||
| 30 | Commonwealth Equity Services, Inc | 56,763 | 641,000 | 0.36% | ||
| 31 | TIEMANN INVESTMENT ADVISORS, LLC | 48,158 | 544,000 | 0.31% | ||
| 32 | IMA Advisory Services, Inc. | 46,398 | 524,000 | 0.29% | ||
| 33 | ROBINSON CAPITAL MANAGEMENT, LLC | 45,600 | 515,000 | 0.29% | ||
| 34 | OPTIMUM INVESTMENT ADVISORS | 44,510 | 503,000 | 0.28% | ||
| 35 | Janney Montgomery Scott LLC | 36,934 | 416,985 | 0.23% | ||
| 36 | WFG Advisors, LP | 36,451 | 412,000 | 0.23% | ||
| 37 | SHEETS SMITH WEALTH MANAGEMENT | 36,000 | 406,000 | 0.23% | ||
| 38 | DEUTSCHE BANK AG\ | 35,863 | 403,000 | 0.23% | ||
| 39 | ZAZOVE ASSOCIATES LLC | 32,071 | 362,000 | 0.20% | ||
| 40 | OPPENHEIMER & CO INC | 29,951 | 339,000 | 0.19% | ||
| 41 | Eos Management, L.P. | 28,776 | 325,000 | 0.18% | ||
| 42 | Swift Run Capital Management, LLC | 23,000 | 260,000 | 0.15% | ||
| 43 | First Houston Capital, Inc. | 20,000 | 226,000 | 0.13% | ||
| 44 | Virtu KCG Holdings LLC | 18,969 | 214,000 | 0.12% | ||
| 45 | D.A. DAVIDSON & CO. | 17,700 | 199,000 | 0.11% | ||
| 46 | Carnegie Investment Counsel | 17,500 | 198,000 | 0.11% | ||
| 47 | Pekin Hardy Strauss, Inc. | 16,450 | 186,000 | 0.10% | ||
| 48 | BHF Kleinwort Benson Group S.A. | 15,000 | 169,000 | 0.09% | ||
| 49 | WEDBUSH SECURITIES INC | 14,175 | 160,000 | 0.09% | ||
| 50 | WOLVERINE ASSET MANAGEMENT LLC | 14,113 | 159,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
