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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1101 BCE INC 204,478 8,743 0.02%
1102 ONEOK INC NEW 133,132 8,727 0.02%
1103 STANCORP FINL GROUP INC COM 138,060 8,723 0.02%
1104 CONSOLIDATED EDISON INC 153,662 8,709 0.02%
1105 CMS ENERGY CORP 293,323 8,700 0.02%
1106 INVESCO QUALITY MUN INCOME T 717,722 8,699 0.02%
1107 FEDEX CORP 53,831 8,691 0.02%
1108 NIKE INC 97,383 8,687 0.02%
1109 KAR AUCTION SVCS INC 302,710 8,667 0.02%
1110 PIMCO DYNAMIC INCOME FD 274,248 8,655 0.02%
1111 QUINTILES IMS HOLDINGS INC 154,744 8,632 0.02%
1112 DUKE ENERGY CORP NEW 115,409 8,630 0.02%
1113 PPL CORP 262,696 8,628 0.02%
1114 EXTERRAN PARTNERS LP 293,556 8,610 0.02%
1115 MACQUARIE INFRASTRUCTURE COR 129,077 8,609 0.02%
1116 HATTERAS FINL CORP 479,078 8,604 0.02%
1117 KLA-TENCOR CORP 109,059 8,592 0.02%
1118 KRAFT HEINZ CO COM 152,275 8,590 0.02%
1119 STONE HBR EMERG MRKTS INC FD COM 444,391 8,580 0.02%
1120 SEAWORLD ENTERTAINMENT INCORPORATED 445,117 8,560 0.02%
1121 TORONTO DOMINION BK ONT 173,190 8,554 0.02%
1122 MCDONALDS CORP 89,969 8,530 0.02%
1123 TUPPERWARE BRANDS CORP 123,462 8,524 0.02%
1124 BANK N S HALIFAX 137,699 8,517 0.02%
1125 PROCTER AND GAMBLE CO 101,532 8,502 0.02%
1126 SBA COMMUNICATIONS CORP 76,614 8,497 0.02%
1127 RADIAN GROUP INC 595,435 8,491 0.02%
1128 MARATHON PETE CORP 100,295 8,491 0.02%
1129 ADVISORY BRD CO 181,575 8,460 0.02%
1130 AMERICAN TOWER CORP NEW 90,015 8,428 0.02%
1131 Agnico Eagle 287,666 8,419 0.02%
1132 BLACKROCK ENHANCED GBL DIV T 595,310 8,400 0.02%
1133 PPG INDS INC 42,639 8,389 0.02%
1134 EAGLE MATERIALS INC 82,277 8,379 0.02%
1135 HD SUPPLY 307,335 8,377 0.02%
1136 OLIN CORP 331,570 8,372 0.02%
1137 SINA CORP 203,400 8,368 0.02% Call
1138 GOVERNMENT PPTYS INCOME TR 381,736 8,362 0.02%
1139 ARGO GROUP INTERNATIONAL 165,966 8,350 0.02%
1140 DU PONT E I DE NEMOURS & CO 116,323 8,348 0.02%
1141 AMERICANCAPITALA 392,841 8,348 0.02%
1142 DOW CHEM CO 159,156 8,346 0.02%
1143 MALLINCKRODT PUB LTD CO 92,432 8,332 0.02%
1144 SEMGROUP CORP CL A 100,000 8,327 0.02%
1145 BAYTEX ENERGY CORP 219,548 8,312 0.02%
1146 Targa Resources Partners LP 114,437 8,280 0.02%
1147 TYSON FOODS INC 209,715 8,256 0.02%
1148 NUVEEN MUN MKT OPPORTUNITY F 621,630 8,244 0.02%
1149 CLOROX CO DEL 85,656 8,226 0.02%
1150 CANADIAN PAC RY LTD 39,570 8,210 0.02%
Page 23 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%