| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 788,938 | 15,235,000 | 30.22% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 660,533 | 12,754,000 | 25.30% | ||
| 3 | Invesco Ltd. | 525,078 | 10,139,000 | 20.11% | ||
| 4 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 132,371 | 2,556,000 | 5.07% | ||
| 5 | UBS AG | 112,087 | 2,164,000 | 4.29% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 94,681 | 1,828,000 | 3.63% | ||
| 7 | COHEN & STEERS, INC. | 89,078 | 1,720,000 | 3.41% | ||
| 8 | CREDIT SUISSE AG/ | 46,562 | 899,000 | 1.78% | ||
| 9 | BESSEMER GROUP INC | 39,802 | 769,000 | 1.53% | ||
| 10 | ROYAL BANK OF CANADA | 21,292 | 411,000 | 0.82% | ||
| 11 | WELLS FARGO & COMPANY/MN | 20,482 | 396,000 | 0.79% | ||
| 12 | BENJAMIN F. EDWARDS & COMPANY, INC. | 16,500 | 319,000 | 0.63% | ||
| 13 | LPL Financial LLC | 16,268 | 312,000 | 0.62% | ||
| 14 | Dominick & Dominick LLC | 14,224 | 275,000 | 0.55% | ||
| 15 | DAVENPORT & Co LLC | 12,450 | 240,410 | 0.48% | ||
| 16 | Winslow, Evans & Crocker, Inc. | 8,530 | 164,716 | 0.33% | ||
| 17 | AMERIPRISE FINANCIAL INC | 5,651 | 109,000 | 0.22% | ||
| 18 | Tower Research Capital LLC (TRC) | 1,666 | 32,000 | 0.06% | ||
| 19 | MONETARY MANAGEMENT GROUP INC | 1,400 | 27,000 | 0.05% | ||
| 20 | M Holdings Securities, Inc. | 300 | 22,000 | 0.04% | ||
| 21 | CANADA LIFE ASSURANCE Co | 950 | 18,000 | 0.04% | ||
| 22 | Financial Architects, Inc | 530 | 10,000 | 0.02% | ||
| 23 | MSI Financial Services Inc | 328 | 6,000 | 0.01% | ||
| 24 | Ground Swell Capital, LLC | 130 | 3,000 | 0.01% | ||
| 25 | CITIGROUP INC | 8 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
