| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,820,770 | 24,143,000 | 23.99% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 740,593 | 9,820,000 | 9.76% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 621,630 | 8,244,000 | 8.19% | ||
| 4 | Advisors Asset Management, Inc. | 365,812 | 4,851,000 | 4.82% | ||
| 5 | Invesco Ltd. | 356,321 | 4,725,000 | 4.70% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 275,810 | 3,657,000 | 3.63% | ||
| 7 | OAK HILL ADVISORS LP | 269,800 | 3,578,000 | 3.56% | ||
| 8 | PNC FINANCIAL SERVICES GROUP, INC. | 255,685 | 3,390,000 | 3.37% | ||
| 9 | COHEN & STEERS, INC. | 254,449 | 3,374,000 | 3.35% | ||
| 10 | MORGAN STANLEY | 242,917 | 3,221,000 | 3.20% | ||
| 11 | Global Endowment Management, LP | 211,800 | 2,808,000 | 2.79% | ||
| 12 | Horizon Kinetics LLC | 209,865 | 2,783,000 | 2.77% | ||
| 13 | WELLS FARGO & COMPANY/MN | 206,065 | 2,733,000 | 2.72% | ||
| 14 | BB&T SECURITIES, LLC | 20,383 | 2,702,000 | 2.69% | ||
| 15 | UBS AG | 179,113 | 2,375,000 | 2.36% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 167,494 | 2,221,000 | 2.21% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 146,793 | 1,946,000 | 1.93% | ||
| 18 | AQR CAPITAL MANAGEMENT LLC | 122,793 | 1,628,000 | 1.62% | ||
| 19 | 1607 Capital Partners, LLC | 107,300 | 1,423,000 | 1.41% | ||
| 20 | ROYAL BANK OF CANADA | 76,863 | 1,019,000 | 1.01% | ||
| 21 | LPL Financial LLC | 68,407 | 912,000 | 0.91% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 54,165 | 718,000 | 0.71% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 52,353 | 694,000 | 0.69% | ||
| 24 | FIRST TRUST ADVISORS LP | 50,428 | 669,000 | 0.66% | ||
| 25 | VAN ECK ASSOCIATES CORP | 48,997 | 650,000 | 0.65% | ||
| 26 | DOLIVER ADVISORS, LP | 47,583 | 631,000 | 0.63% | ||
| 27 | HighTower Advisors, LLC | 34,007 | 451,000 | 0.45% | ||
| 28 | Capital Investment Advisors, LLC | 33,658 | 446,000 | 0.44% | ||
| 29 | Forvis Mazars Wealth Advisors, LLC | 30,721 | 407,000 | 0.40% | ||
| 30 | NEW ENGLAND SECURITIES CORP /MA/ | 28,782 | 382,000 | 0.38% | ||
| 31 | WHITTIER TRUST CO OF NEVADA INC | 28,500 | 378,000 | 0.38% | ||
| 32 | Commonwealth Equity Services, Inc | 27,480 | 364,000 | 0.36% | ||
| 33 | VICUS CAPITAL | 23,785 | 315,000 | 0.31% | ||
| 34 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 23,100 | 306,000 | 0.30% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 22,572 | 299,000 | 0.30% | ||
| 36 | MAD RIVER INVESTORS | 22,000 | 292,000 | 0.29% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 17,000 | 225,420 | 0.22% | ||
| 38 | STIFEL FINANCIAL CORP | 15,830 | 210,000 | 0.21% | ||
| 39 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,381 | 164,000 | 0.16% | ||
| 40 | COMMERCE BANK | 12,000 | 159,000 | 0.16% | ||
| 41 | BENJAMIN F. EDWARDS & COMPANY, INC. | 11,563 | 153,000 | 0.15% | ||
| 42 | Bank of New York Mellon Corp | 11,532 | 153,000 | 0.15% | ||
| 43 | KEYBANK NATIONAL ASSOCIATION/OH | 11,300 | 150,000 | 0.15% | ||
| 44 | SHEETS SMITH WEALTH MANAGEMENT | 10,579 | 140,000 | 0.14% | ||
| 45 | Yellowstone Partners, LLC | 10,400 | 138,000 | 0.14% | ||
| 46 | BARCLAYS PLC | 10,500 | 137,000 | 0.14% | ||
| 47 | SECURITY NATIONAL TRUST CO | 7,400 | 98,000 | 0.10% | ||
| 48 | Apriem Advisors | 6,000 | 80,000 | 0.08% | ||
| 49 | Shamrock Asset Management LLC | 5,735 | 76,000 | 0.08% | ||
| 50 | DEUTSCHE BANK AG\ | 5,500 | 72,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
