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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1351 FAIR ISAAC CORP 108,352 5,970 0.01%
1352 GOOGLE INC 10,290 5,941 0.01%
1353 TIM HORTONS INC 75,200 5,927 0.01%
1354 STARBUCKS CORP 78,484 5,923 0.01%
1355 COMPANHIA ENERGETICA DE MINA 950,427 5,922 0.01%
1356 REALOGY HLDGS CORP 158,875 5,910 0.01%
1357 AMBEV SA 898,306 5,884 0.01%
1358 MCCORMICK & CO INC 87,932 5,883 0.01%
1359 BLACKSTONE GSO LNG SHRT CR I 351,625 5,873 0.01%
1360 FEI COMPANY 77,720 5,862 0.01%
1361 SUNEDISON INC 310,300 5,859 0.01% Put
1362 COPART INC 186,616 5,844 0.01%
1363 SPDR SER TR 194,965 5,837 0.01%
1364 WESTERN ASSET MTG CAP CORP 394,739 5,834 0.01%
1365 DOMINOS PIZZA (USD) 75,779 5,832 0.01%
1366 NORTHEASTUTILITI 131,629 5,832 0.01%
1367 NOBLE CORP PLC 261,891 5,819 0.01%
1368 COLGATE PALMOLIVE CO 89,133 5,814 0.01%
1369 PETROLEO BRASILEIRO SA PETRO 390,017 5,807 0.01%
1370 QIAGEN NV 254,877 5,804 0.01%
1371 VOYA RISK MANAGED NAT RES FD 559,589 5,798 0.01%
1372 FIRST SOLAR INC 87,918 5,786 0.01%
1373 PINNACLE WEST 105,888 5,785 0.01%
1374 AGILENT TECHNOLOGIES INC 101,427 5,779 0.01%
1375 BANCO DE CHILE 78,124 5,779 0.01%
1376 NPS Pharmaceuticals, Inc. 222,082 5,774 0.01%
1377 BANCO SANTANDER CHILE NEW 261,360 5,773 0.01%
1378 Hi Crush Partners LP 111,853 5,766 0.01%
1379 CUSHING RENAISSANCE FD 210,292 5,760 0.01%
1380 VISTEON CORP COM NEW 59,101 5,747 0.01%
1381 BARRICK GOLD CORP 391,121 5,734 0.01%
1382 MARKWEST ENERGY PARTNERS LP 74,496 5,724 0.01%
1383 BANCO BRADESCO S A 401,250 5,718 0.01%
1384 IDEX CORP 78,870 5,708 0.01%
1385 PIMCO INCOME STRATEGY FD II 541,960 5,707 0.01%
1386 NVIDIA CORPORATION 308,999 5,701 0.01%
1387 QR ENERGY LP 293,494 5,699 0.01%
1388 LEGGETT &PLATT INC 162,625 5,679 0.01%
1389 INFOSYS LTD 93,700 5,668 0.01%
1390 OMEGA HEALTHCARE INVS INC 165,618 5,662 0.01%
1391 CHUNGHWA TELECOM CO LTD 188,267 5,642 0.01%
1392 MCKESSON CORP 28,970 5,639 0.01%
1393 VEON LTD 779,701 5,629 0.01%
1394 ENBRIDGE ENERGY PARTNERS L P 144,723 5,624 0.01%
1395 CIENA CORP 336,107 5,620 0.01%
1396 TAIWAN SEMICONDUCTOR MFG LTD 278,464 5,619 0.01%
1397 EQUITY RESIDENTIAL 90,867 5,596 0.01%
1398 JPMORGAN CHASE & CO 92,437 5,569 0.01%
1399 SPIRIT RLTY CAP INC NEW 506,922 5,563 0.01%
1400 WELLTOWER INC. 89,176 5,562 0.01%
Page 28 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%