| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 214,412 | 5,873,000 | 24.65% | ||
| 2 | Advisors Asset Management, Inc. | 131,707 | 3,607,000 | 15.14% | ||
| 3 | ROYAL BANK OF CANADA | 131,509 | 3,602,000 | 15.12% | ||
| 4 | MORGAN STANLEY | 124,036 | 3,398,000 | 14.26% | ||
| 5 | Invesco Ltd. | 76,090 | 2,084,000 | 8.75% | ||
| 6 | THOMPSON SIEGEL & WALMSLEY LLC | 37,892 | 1,038,000 | 4.36% | ||
| 7 | STIFEL FINANCIAL CORP | 37,643 | 1,031,000 | 4.33% | ||
| 8 | LPL Financial LLC | 33,400 | 902,000 | 3.79% | ||
| 9 | Cetera Advisor Networks LLC | 22,603 | 615,000 | 2.58% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 14,677 | 402,000 | 1.69% | ||
| 11 | Virtu KCG Holdings LLC | 14,630 | 401,000 | 1.68% | ||
| 12 | DEUTSCHE BANK AG\ | 12,450 | 341,000 | 1.43% | ||
| 13 | J.P. Morgan Private Wealth Advisors LLC | 7,875 | 216,000 | 0.91% | ||
| 14 | UBS AG | 7,845 | 215,000 | 0.90% | ||
| 15 | PRIVATE TRUST CO NA | 800 | 22,000 | 0.09% | ||
| 16 | Ground Swell Capital, LLC | 576 | 16,000 | 0.07% | ||
| 17 | CITIGROUP INC | 545 | 15,000 | 0.06% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 13,695 | 0.06% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 400 | 11,000 | 0.05% | ||
| 20 | WELLS FARGO & COMPANY/MN | 400 | 11,000 | 0.05% | ||
| 21 | Tower Research Capital LLC (TRC) | 300 | 8,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
