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VOYA RISK
VOYA RISK. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 32 Institutional holders with a total value of $26,884,196.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 591,010 6,123,000 22.78%
2 GUGGENHEIM CAPITAL LLC 569,929 5,905,000 21.96%
3 Invesco Ltd. 325,503 3,373,000 12.55%
4 LPL Financial LLC 194,091 1,937,000 7.20%
5 BB&T SECURITIES, LLC 18,263 1,891,000 7.03%
6 RAYMOND JAMES & ASSOCIATES 178,154 1,846,000 6.87%
7 CORNERSTONE ADVISORS INC 125,773 1,303,000 4.85%
8 PARAMETRIC PORTFOLIO ASSOCIATES LLC 57,025 591,000 2.20%
9 UBS AG 46,921 486,000 1.81%
10 Raymond James Financial Services Advisors, Inc. 42,915 445,000 1.66%
11 AQR CAPITAL MANAGEMENT LLC 40,128 416,000 1.55%
12 WELLS FARGO & COMPANY/MN 33,048 342,000 1.27%
13 AMERICAN INTERNATIONAL GROUP, INC. 31,100 322,196 1.20%
14 Commonwealth Equity Services, Inc 28,472 295,000 1.10%
15 NEW ENGLAND SECURITIES CORP /MA/ 24,186 251,000 0.93%
16 NATIONAL PLANNING CORP 23,700 234,000 0.87%
17 Investors Capital Advisory Services 19,575 202,000 0.75%
18 Advisors Asset Management, Inc. 18,768 194,000 0.72%
19 BANK OF AMERICA CORP /DE/ 16,632 172,000 0.64%
20 Aviance Capital Partners, LLC 13,200 137,000 0.51%
21 PNC FINANCIAL SERVICES GROUP, INC. 10,200 106,000 0.39%
22 DEUTSCHE BANK AG\ 8,540 88,000 0.33%
23 ROYAL BANK OF CANADA 6,976 72,000 0.27%
24 CITIGROUP INC 3,572 37,000 0.14%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,045 32,000 0.12%
26 Tower Research Capital LLC (TRC) 3,000 31,000 0.12%
27 Cordasco Financial Network 1,698 18,000 0.07%
28 ENVESTNET ASSET MANAGEMENT INC 1,699 18,000 0.07%
29 AMERIPRISE FINANCIAL INC 1,000 10,000 0.04%
30 Creative Planning 459 5,000 0.02%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 1,000 0.00%
32 MUFG Americas Holdings Corp 51 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.