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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001172661-15-000669) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
201 DURECT CORP 16,227 13 0.00%
202 MARKWEST ENERGY PARTNERS LP 200 13 0.00%
203 TRANSAMERICA INCOME SHS INC 667 13 0.00%
204 DISCOVERY LABORATORIES INC N 11,473 13 0.00%
205 VIPSHOP HLDGS LTD 705 14 0.00%
206 CAMPUS CREST CMNTYS INC 1,977 14 0.00%
207 Anadigics Inc 18,183 14 0.00%
208 Violin Memory, Inc. 2,875 14 0.00%
209 PMFG INC 2,716 14 0.00%
210 Odyssey Marine Exploration Inc 15,517 14 0.00%
211 ParkerVision Inc. (PRKR) 15,676 14 0.00%
212 XEROX CORP 1,052 15 0.00%
213 ENTEROMEDICS INC 10,491 15 0.00%
214 STARZ SERIES A 511 15 0.00%
215 URANERZ ENERGY CORP 13,675 15 0.00%
216 NUVEEN CR STRATEGIES INCOME FD COM SHS 1,726 15 0.00%
217 Silvercrest Asset Management G 949 15 0.00%
218 Ipass Inc 10,843 15 0.00%
219 REVOLUTION LIGHTING TECHNOLO COM 10,809 15 0.00%
220 GENERAC HLDGS INC 330 15 0.00%
221 GENERAL DYNAMICS CORP 110 15 0.00%
222 WIDEPOINT CORP 11,408 16 0.00%
223 CASH AMER INTL 724 16 0.00%
224 PUBLIC SVC ENTERPRISE GRP IN 386 16 0.00%
225 TELEPHONE DATA SYS INC 640 16 0.00%
226 DR REDDYS LABS LTD 317 16 0.00%
227 CATERPILLAR INC 172 16 0.00%
228 VRINGO INC 28,968 16 0.00%
229 LENNOX INTL INC 166 16 0.00%
230 DUPONT FABROS TECHNOLOGY INC 479 16 0.00%
231 CBOE HLDGS INC 260 16 0.00%
232 ALPHATEC HOLDINGS INC 11,120 16 0.00%
233 CYTORI THERAPEUTIC INC 32,690 16 0.00%
234 SCOTTS MIRACLE-GRO CO 264 16 0.00%
235 PAYCHEX INC 213 16 0.00%
236 OSHKOSH CORP 337 16 0.00%
237 ISHARES TR 144 16 0.00%
238 Inland Real Estate Corp 1,574 17 0.00%
239 CIVITAS SOLUTIONS INC 1,001 17 0.00%
240 NATIONAL CINEMEDIA INC 1,216 17 0.00%
241 COMMERCE BANCSHARES INC 397 17 0.00%
242 KT CORP 1,184 17 0.00%
243 SOUTHSIDE BANCSHARES INC 599 17 0.00%
244 LANDSTAR SYS INC COM 235 17 0.00%
245 CORPORATE OFFICE 590 17 0.00%
246 Rcs Capital Corp 1,370 17 0.00%
247 SYNERGY PHARMACEUTICALS DEL 5,574 17 0.00%
248 CEDAR REALTY TRUST INC COM NEW 2,421 18 0.00%
249 ION GEOPHYSICAL CORP 6,628 18 0.00%
250 GERDAU S A 5,204 18 0.00%
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