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DISCOVERY LABORATORIES INC N
DISCOVERY LABORATORIES INC N. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 60 Institutional holders with a total value of $59,511,405.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 12,800,619 14,848,000 24.95%
2 Broadfin Capital, LLC 8,066,000 9,357,000 15.72%
3 DAFNA Capital Management LLC 5,698,739 6,611,000 11.11%
4 DEERFIELD MANAGEMENT COMPANY, L.P. 3,659,700 4,245,000 7.13%
5 BAKER BROS. ADVISORS LP 3,652,117 4,236,000 7.12%
6 TURNER INVESTMENTS LLC 3,026,322 3,511,000 5.90%
7 BlackRock Institutional Trust Company, N.A. 2,521,375 2,925,000 4.92%
8 VANGUARD GROUP INC 2,304,298 2,673,000 4.49%
9 Alyeska Investment Group, L.P. 1,705,312 1,978,000 3.32%
10 Tamarack Capital Management, LLC 1,500,000 1,740,000 2.92%
11 MILLENNIUM MANAGEMENT LLC 1,325,000 1,537,000 2.58%
12 DEUTSCHE BANK AG\ 1,243,211 1,441,000 2.42%
13 WELLINGTON MANAGEMENT GROUP LLP 722,592 838,000 1.41%
14 GEODE CAPITAL MANAGEMENT, LLC 455,046 527,000 0.89%
15 BlackRock Fund Advisors 263,019 305,000 0.51%
16 D. E. Shaw & Co., Inc. 240,175 279,000 0.47%
17 MORGAN STANLEY 235,274 273,000 0.46%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 217,800 253,000 0.43% Call
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 169,473 234,000 0.39%
20 NORTHERN TRUST CORP 160,435 186,000 0.31%
21 SEARLE & CO. 148,500 172,000 0.29%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 117,402 136,000 0.23%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 114,200 132,000 0.22% Put
24 GOLDMAN SACHS GROUP INC 111,301 129,000 0.22%
25 CREDIT SUISSE AG/ 102,048 118,000 0.20%
26 OXFORD ASSET MANAGEMENT LLP 99,221 115,000 0.19%
27 Bank of New York Mellon Corp 65,771 76,000 0.13%
28 JACOBS LEVY EQUITY MANAGEMENT, INC 59,790 69,000 0.12%
29 STATE STREET CORP 51,385 60,000 0.10%
30 FRANKLIN STREET ADVISORS INC /NC 45,000 52,000 0.09%
31 BRAVE ASSET MANAGEMENT INC 41,500 48,000 0.08%
32 PRICE T ROWE ASSOCIATES INC /MD/ 36,126 42,000 0.07%
33 GROUP ONE TRADING LLC 32,399 38,000 0.06%
34 DIMENSIONAL FUND ADVISORS LP 26,472 31,000 0.05%
35 Wellington Shields Capital Management, LLC 25,000 29,000 0.05%
36 BLACKROCK ADVISORS LLC 22,340 26,000 0.04%
37 STIFEL FINANCIAL CORP 22,800 26,000 0.04%
38 CITADEL ADVISORS LLC 20,797 24,000 0.04%
39 First Allied Advisory Services, Inc. 20,500 24,000 0.04%
40 REGIONS FINANCIAL CORP 20,000 23,000 0.04%
41 Pinnacle Advisory Group, Inc. 18,330 21,000 0.04%
42 Alpine Global Management, LLC 18,437 21,000 0.04%
43 BlackRock Investment Management, LLC 14,256 17,000 0.03%
44 UBS Group AG 14,082 16,000 0.03%
45 Rotella Capital Management, Inc. 12,116 14,000 0.02%
46 GUGGENHEIM CAPITAL LLC 11,473 13,000 0.02%
47 WELLS FARGO & COMPANY/MN 9,816 11,000 0.02%
48 DEUTSCHE BANK AG\ 7,931 9,000 0.02% Call
49 CITIGROUP INC 6,706 8,000 0.01%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,013 6,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.