| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,082,213 | 35,801,000 | 10.91% | ||
| 2 | Invesco Ltd. | 3,602,382 | 31,592,000 | 9.62% | ||
| 3 | MORGAN STANLEY | 2,073,589 | 18,185,000 | 5.54% | ||
| 4 | PRIVATE MANAGEMENT GROUP INC | 1,881,842 | 16,504,000 | 5.03% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,864,927 | 16,355,000 | 4.98% | ||
| 6 | JPMORGAN CHASE & CO | 1,682,900 | 14,759,000 | 4.50% | ||
| 7 | Advisors Asset Management, Inc. | 1,585,967 | 13,909,000 | 4.24% | ||
| 8 | NEWGATE CAPITAL MANAGEMENT LLC | 1,495,627 | 13,051,000 | 3.98% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 1,369,151 | 12,007,000 | 3.66% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 1,351,654 | 11,854,000 | 3.61% | ||
| 11 | UBS Group AG | 1,343,121 | 11,779,000 | 3.59% | ||
| 12 | CITIGROUP INC | 1,210,460 | 10,616,000 | 3.23% | ||
| 13 | RESTRUCTURING CAPITAL ASSOCIATES LP | 1,199,816 | 10,522,000 | 3.21% | ||
| 14 | 1832 Asset Management L.P. | 1,143,300 | 10,016,000 | 3.05% | ||
| 15 | WELLS FARGO & COMPANY/MN | 913,884 | 8,014,000 | 2.44% | ||
| 16 | Karpus Management, Inc. | 876,004 | 7,683,000 | 2.34% | ||
| 17 | CORNERSTONE ADVISORS INC | 598,632 | 5,250,000 | 1.60% | ||
| 18 | BlueSpruce Investments, LP | 578,032 | 5,069,000 | 1.54% | ||
| 19 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 568,565 | 4,986,000 | 1.52% | ||
| 20 | Kamunting Street Capital Management, L.P. | 532,620 | 4,671,000 | 1.42% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 476,129 | 4,176,000 | 1.27% | ||
| 22 | AQR CAPITAL MANAGEMENT LLC | 420,414 | 3,687,000 | 1.12% | ||
| 23 | Saba Capital Management, L.P. | 384,547 | 3,372,000 | 1.03% | ||
| 24 | Relative Value Partners, LLC | 356,299 | 3,125,000 | 0.95% | ||
| 25 | ROYAL BANK OF CANADA | 347,632 | 3,049,000 | 0.93% | ||
| 26 | JANUS HENDERSON GROUP PLC | 331,200 | 2,905,000 | 0.88% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 287,319 | 2,519,000 | 0.77% | ||
| 28 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 268,329 | 2,352,000 | 0.72% | ||
| 29 | Stratos Wealth Partners, LTD. | 259,422 | 2,275,565 | 0.69% | ||
| 30 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 253,181 | 2,220,000 | 0.68% | ||
| 31 | ENVESTNET ASSET MANAGEMENT INC | 249,545 | 2,189,000 | 0.67% | ||
| 32 | ZAZOVE ASSOCIATES LLC | 248,024 | 2,175,000 | 0.66% | ||
| 33 | LPL Financial LLC | 239,384 | 2,099,000 | 0.64% | ||
| 34 | RAYMOND JAMES & ASSOCIATES | 205,999 | 1,807,000 | 0.55% | ||
| 35 | BB&T SECURITIES, LLC | 20,475 | 1,795,000 | 0.55% | ||
| 36 | STIFEL FINANCIAL CORP | 183,634 | 1,610,000 | 0.49% | ||
| 37 | CREDIT SUISSE AG/ | 169,560 | 1,487,000 | 0.45% | ||
| 38 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 169,253 | 1,484,000 | 0.45% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 159,908 | 1,403,000 | 0.43% | ||
| 40 | SG Americas Securities, LLC | 152,528 | 1,338,000 | 0.41% | ||
| 41 | Mariner, LLC | 147,244 | 1,291,000 | 0.39% | ||
| 42 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 137,219 | 1,203,000 | 0.37% | ||
| 43 | Raymond James Financial Services Advisors, Inc. | 127,872 | 1,121,000 | 0.34% | ||
| 44 | WOLVERINE ASSET MANAGEMENT LLC | 114,881 | 1,007,000 | 0.31% | ||
| 45 | NWAM LLC | 109,667 | 962,000 | 0.29% | ||
| 46 | SHEPHERD KAPLAN KROCHUK, LLC | 107,370 | 941,000 | 0.29% | ||
| 47 | FIRST NEW YORK SECURITIES LLC /NY | 94,119 | 825,424 | 0.25% | ||
| 48 | GEODE CAPITAL MANAGEMENT, LLC | 87,570 | 767,000 | 0.23% | PRN | |
| 49 | DRW Securities, LLC | 85,465 | 750,000 | 0.23% | ||
| 50 | AMERIPRISE FINANCIAL INC | 80,912 | 710,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
