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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
5501 GASTAR EXPL INC NEW COM 22,600 25 0.00%
5502 PERKINELMER INC 475 25 0.00%
5503 MARATHON PETE CORP 671 25 0.00%
5504 TRC COS INC 3,984 25 0.00%
5505 CENTENE CORP DEL 350 25 0.00%
5506 HEARTLAND FINL USA INC 707 25 0.00%
5507 CERNER CORP 423 25 0.00%
5508 ACELRX PHARMACEUTICALS INC 9,415 25 0.00%
5509 ENEL CHILE S A 4,356 25 0.00%
5510 INVESTORS REAL 3,823 25 0.00%
5511 INVESTORS REAL 3,909 25 0.00%
5512 VISTA GOLD CORP 12,936 25 0.00%
5513 TRIPADVISOR INC 367 24 0.00%
5514 HALYARD HEALTH INC 733 24 0.00%
5515 ORTHOFIX INTL N V 565 24 0.00%
5516 STAGE STORES INC 4,999 24 0.00%
5517 INTREXON CORP 955 24 0.00%
5518 WESCO AIRCRAFT HLDGS INC COM 1,798 24 0.00%
5519 HERSHA HOSPITALITY TR 1,390 24 0.00%
5520 AMBAC FINL GROUP INC 1,455 24 0.00%
5521 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 2,123 24 0.00%
5522 WHEELER REAL ESTATE INVT TR 15,748 24 0.00%
5523 HUGOTON RTY TR TEX 10,200 24 0.00%
5524 MAIDEN HOLDINGS LTD 1,906 23 0.00%
5525 LEE ENTERPRISES INC 11,784 23 0.00%
5526 VIVUS INC 20,810 23 0.00%
5527 GALENA BIOPHARMA INC 49,733 23 0.00%
5528 NEW MEDIA INVT GROUP INC COM 1,253 23 0.00%
5529 VISA INC 311 23 0.00%
5530 Alcoa 2,525 23 0.00%
5531 MCGRATH RENTCORP 758 23 0.00%
5532 MTGE INVT CORP 1,485 23 0.00%
5533 CAS MED SYS INC 12,711 23 0.00%
5534 ITC HOLDINGS 466 22 0.00%
5535 APACHE CORP 401 22 0.00%
5536 PEREGRINE PHARMACEUTICALS IN 61,193 22 0.00%
5537 MAST THERAPEUTICS INC 46,800 22 0.00%
5538 CTI BIOPHARMA 63,588 22 0.00%
5539 QUAD/GRAPHICS INC 943 22 0.00%
5540 NEW YORK MTG TR INC 3,548 22 0.00%
5541 SYNTHESIS ENERGY SYS INC 20,864 22 0.00%
5542 EARTHLINK HOLDINGS ORD 3,405 22 0.00%
5543 MIDDLESEX WTR CO 513 22 0.00%
5544 AUTOLIV INC 202 22 0.00%
5545 GOLDCORP INC NEW 1,139 22 0.00%
5546 PETROLEO BRASILEIRO SA PETRO 3,072 22 0.00%
5547 COLUMBIA PIPELINE GR 875 22 0.00%
5548 INTELIQUENT ORD 1,052 21 0.00%
5549 REGENERON PHARMACEUTICALS 60 21 0.00%
5550 ORBCOMM INCORPORATED 2,084 21 0.00%
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