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HEARTLAND FINL USA INC
HEARTLAND FINL USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 131 Institutional holders with a total value of $355,865,887.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DUBUQUE BANK & TRUST CO 1,718,143 60,633,000 17.04%
2 NORTHERN TRUST CORP 860,573 30,369,000 8.53%
3 DIMENSIONAL FUND ADVISORS LP 754,233 26,615,000 7.48%
4 VANGUARD GROUP INC 724,494 25,568,000 7.18%
5 BlackRock Institutional Trust Company, N.A. 556,496 19,639,000 5.52%
6 BlackRock Fund Advisors 516,253 18,219,000 5.12%
7 FINANCIAL COUNSELORS INC 497,447 17,555,000 4.93%
8 STATE STREET CORP 351,595 12,405,000 3.49%
9 Phocas Financial Corp. 253,646 8,951,000 2.52% SH
10 PRUDENTIAL FINANCIAL INC 216,075 7,626,000 2.14%
11 RENAISSANCE TECHNOLOGIES LLC 180,400 6,366,000 1.79%
12 JPMORGAN CHASE & CO 180,133 6,357,000 1.79%
13 Nuveen Asset Management, LLC 144,593 5,103,000 1.43%
14 GEODE CAPITAL MANAGEMENT, LLC 135,352 4,776,000 1.34%
15 TIAA CREF INVESTMENT MANAGEMENT LLC 126,335 4,458,000 1.25%
16 AT Bancorp 118,607 4,185,000 1.18%
17 QS Investors, LLC 106,896 3,772,000 1.06%
18 AMERICAN CENTURY COMPANIES INC 104,590 3,691,000 1.04%
19 Bank of New York Mellon Corp 99,322 3,505,000 0.98%
20 BlackRock Investment Management, LLC 89,884 3,172,000 0.89%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 84,577 2,985,000 0.84%
22 WELLS FARGO & COMPANY/MN 82,478 2,910,000 0.82%
23 KENNEDY CAPITAL MANAGEMENT LLC 75,798 2,675,000 0.75%
24 Nationwide Fund Advisors 70,807 2,499,000 0.70%
25 MILLENNIUM MANAGEMENT LLC 67,321 2,376,000 0.67%
26 FEDERATED HERMES, INC. 67,126 2,369,000 0.67%
27 FIRST TRUST ADVISORS LP 65,170 2,300,000 0.65%
28 Brandywine Global Investment Management, LLC 64,140 2,264,000 0.64%
29 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 62,900 2,220,000 0.62%
30 AQR CAPITAL MANAGEMENT LLC 61,577 2,173,000 0.61%
31 NEW AMSTERDAM PARTNERS LLC/NY 59,664 2,106,000 0.59%
32 LSV ASSET MANAGEMENT 56,166 1,982,000 0.56%
33 BRIDGEWAY CAPITAL MANAGEMENT, LLC 53,550 1,890,000 0.53%
34 MARTINGALE ASSET MANAGEMENT L P 53,167 1,877,000 0.53%
35 Piermont Capital Management Inc. 52,360 1,848,000 0.52%
36 DEUTSCHE BANK AG\ 52,333 1,846,000 0.52%
37 MALTESE CAPITAL MANAGEMENT LLC 50,000 1,765,000 0.50%
38 TEACHERS ADVISORS, LLC 48,549 1,713,000 0.48%
39 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 46,288 1,634,000 0.46%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 46,045 1,625,000 0.46%
41 NEW YORK STATE COMMON RETIREMENT FUND 39,065 1,379,000 0.39%
42 SYSTEMATIC FINANCIAL MANAGEMENT LP 38,815 1,369,000 0.38%
43 BOGLE INVESTMENT MANAGEMENT L P /DE/ 38,156 1,346,000 0.38%
44 BANK OF MONTREAL /CAN/ 36,439 1,285,000 0.36%
45 CREDIT SUISSE AG/ 35,935 1,269,000 0.36%
46 ZPR Investment Management 35,821 1,264,000 0.36%
47 ALLIANCEBERNSTEIN L.P. 33,395 1,179,000 0.33%
48 GUGGENHEIM CAPITAL LLC 31,583 1,115,000 0.31%
49 US BANCORP \DE\ 31,440 1,110,000 0.31%
50 ClariVest Asset Management LLC 31,100 1,098,000 0.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.