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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
351 GUGGENHEIM ENHANCED EQUITY S 1,174 18 0.00%
352 KADANT INC 345 18 0.00%
353 AVIRAGEN THERAPEUTICS INC 12,600 18 0.00%
354 LG DISPLAY CO LTD 1,589 18 0.00%
355 EXPEDIA INC DEL 175 19 0.00%
356 CENVEO INC 23,400 19 0.00%
357 ONEOK INC NEW 408 19 0.00%
358 U S GLOBAL INVS INC CL A 10,911 19 0.00%
359 LABORATORY CORP AMER HLDGS 144 19 0.00%
360 UNITIL CORPORATION 450 19 0.00%
361 AMPIO PHARMACEUTICALS INC 14,821 19 0.00%
362 AMPHASTAR PHARMACEUTICALS INC COM 1,148 19 0.00%
363 NUVEEN S P 500 DYNAMIC OVERW 1,407 19 0.00%
364 CEDAR REALTY TRUST INC COM NEW 2,695 20 0.00%
365 AVX CORP NEW 1,501 20 0.00%
366 FORMFACTOR INC COM 2,219 20 0.00%
367 CONNECTICUT WTR SVC INC COM 350 20 0.00%
368 NEW YORK & CO INC 13,595 20 0.00%
369 U.S. GEOTHERMAL INC 25,852 21 0.00%
370 SJW GROUP 526 21 0.00%
371 BABCOCK & WILCOX ENTERPRIS INC COM 1,444 21 0.00%
372 EVEREST RE GROUP LTD 116 21 0.00%
373 ZION OIL & GAS INC 15,284 21 0.00%
374 BANCO BRADESCO S A 2,594 21 0.00%
375 LEGG MASON INC 725 21 0.00%
376 LG DISPLAY CO LTD 1,800 21 0.00%
377 MICROVISION INC DEL 12,323 21 0.00%
378 REGENERON PHARMACEUTICALS 60 21 0.00%
379 AUTOHOME INC 1,035 21 0.00%
380 ALASKA COMMUNICATIONS SYS GR 12,088 21 0.00%
381 ORBCOMM INCORPORATED 2,084 21 0.00%
382 INTELIQUENT ORD 1,052 21 0.00%
383 QUAD/GRAPHICS INC 943 22 0.00%
384 SYNTHESIS ENERGY SYS INC 20,864 22 0.00%
385 CTI BIOPHARMA 63,588 22 0.00%
386 ITC HOLDINGS 466 22 0.00%
387 APACHE CORP 401 22 0.00%
388 PETROLEO BRASILEIRO SA PETRO 3,072 22 0.00%
389 GOLDCORP INC NEW 1,139 22 0.00%
390 EARTHLINK HOLDINGS ORD 3,405 22 0.00%
391 NEW YORK MTG TR INC 3,548 22 0.00%
392 PEREGRINE PHARMACEUTICALS IN 61,193 22 0.00%
393 COLUMBIA PIPELINE GR 875 22 0.00%
394 MAST THERAPEUTICS INC 46,800 22 0.00%
395 AUTOLIV INC 202 22 0.00%
396 MIDDLESEX WTR CO 513 22 0.00%
397 GALENA BIOPHARMA INC 49,733 23 0.00%
398 NEW MEDIA INVT GROUP INC COM 1,253 23 0.00%
399 CAS MED SYS INC 12,711 23 0.00%
400 VISA INC 311 23 0.00%
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