| 1 |
GUGGENHEIM CAPITAL LLC |
193,323 |
2,979,000 |
16.83% |
|
PRN |
| 2 |
MORGAN STANLEY |
178,500 |
2,750,000 |
15.54% |
|
|
| 3 |
BANK OF AMERICA CORP /DE/ |
140,920 |
2,172,000 |
12.27% |
|
|
| 4 |
RELATIVE VALUE PARTNERS GROUP, LLC |
66,882 |
1,031,000 |
5.83% |
|
|
| 5 |
Thomas J. Herzfeld Advisors, Inc. |
63,288 |
975,000 |
5.51% |
|
|
| 6 |
Karpus Management, Inc. |
62,973 |
970,000 |
5.48% |
|
|
| 7 |
Shaker Financial Services, LLC |
58,353 |
899,000 |
5.08% |
|
|
| 8 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
58,084 |
896,000 |
5.06% |
|
|
| 9 |
BAIRD FINANCIAL GROUP, INC. |
48,872 |
753,000 |
4.25% |
|
|
| 10 |
CITIGROUP INC |
46,418 |
715,000 |
4.04% |
|
|
| 11 |
CSS LLC/IL |
46,211 |
712,000 |
4.02% |
|
|
| 12 |
UBS Group AG |
40,119 |
618,000 |
3.49% |
|
|
| 13 |
TELEMUS CAPITAL, LLC |
38,000 |
586,000 |
3.31% |
|
|
| 14 |
CLOUGH CAPITAL PARTNERS L P |
20,400 |
314,000 |
1.77% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
15,866 |
245,000 |
1.38% |
|
|
| 16 |
Investors Capital Advisory Services |
13,720 |
211,000 |
1.19% |
|
|
| 17 |
Cetera Advisor Networks LLC |
11,500 |
174,000 |
0.98% |
|
|
| 18 |
First Allied Advisory Services, Inc. |
11,300 |
170,000 |
0.96% |
|
|
| 19 |
RAYMOND JAMES & ASSOCIATES |
10,136 |
156,000 |
0.88% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,800 |
105,000 |
0.59% |
|
|
| 21 |
ROYAL BANK OF CANADA |
6,446 |
99,000 |
0.56% |
|
|
| 22 |
ADVISOR GROUP, INC. |
3,443 |
52,000 |
0.29% |
|
|
| 23 |
SIGNATUREFD, LLC |
2,548 |
39,000 |
0.22% |
|
|
| 24 |
IFP ADVISORS, INC |
1,575 |
24,000 |
0.14% |
|
|
| 25 |
DEUTSCHE BANK AG\ |
1,432 |
22,000 |
0.12% |
|
|
| 26 |
GUGGENHEIM CAPITAL LLC |
1,174 |
18,000 |
0.10% |
|
|
| 27 |
Iowa State Bank |
407 |
6,000 |
0.03% |
|
|
| 28 |
CAPTRUST FINANCIAL ADVISORS |
231 |
4,000 |
0.02% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
100 |
2,000 |
0.01% |
|
|
| 30 |
Creative Planning |
60 |
1,000 |
0.01% |
|
|
| 31 |
MSI Financial Services Inc |
7 |
0 |
0.00% |
|
|
