| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ISHARES TR | 2 | 0 | 0.00% | ||
| 2 | Cosi Inc. | 17,675 | 1,000 | 0.00% | ||
| 3 | TETRALOGIC PHARMA CO | 21,405 | 3,000 | 0.00% | ||
| 4 | MAST THERAPEUTICS INC COM | 46,353 | 5,000 | 0.00% | ||
| 5 | AG&E HOLDINGS INC | 19,899 | 5,000 | 0.00% | ||
| 6 | INTERPACE DIAGNOSTICS GROUP | 31,365 | 5,000 | 0.00% | ||
| 7 | ENTEROMEDICS INC | 39,306 | 5,000 | 0.00% | ||
| 8 | OncoGenex Pharmaceuticals Inc | 11,935 | 6,000 | 0.00% | ||
| 9 | CARTESIAN INC | 10,025 | 6,000 | 0.00% | ||
| 10 | TRANSGENOMIC INC COM NEW | 24,814 | 7,000 | 0.00% | ||
| 11 | DOCUMENT SEC SYS INC | 10,061 | 7,000 | 0.00% | ||
| 12 | GEVO INC | 13,896 | 7,000 | 0.00% | ||
| 13 | MANNKIND CORP. | 11,003 | 7,000 | 0.00% | ||
| 14 | ORAGENICS INC COM NEW | 17,866 | 8,000 | 0.00% | ||
| 15 | SKYLINE MED INC | 45,460 | 8,000 | 0.00% | ||
| 16 | STRATA SKIN SCIENCES INC | 15,174 | 8,000 | 0.00% | ||
| 17 | ImmunoCellular Therapeutics Lt | 79,366 | 9,000 | 0.00% | ||
| 18 | CYTRX CORP | 15,428 | 9,000 | 0.00% | ||
| 19 | CRYSTAL ROCK HLDGS INC | 11,401 | 10,000 | 0.00% | ||
| 20 | Apricus Biosciences, Inc. | 29,480 | 10,000 | 0.00% | ||
| 21 | EMERSON RADIO CORP NEW 3/94 | 10,918 | 11,000 | 0.00% | ||
| 22 | UNITED STATES ANTIMONY CORP | 23,425 | 11,000 | 0.00% | ||
| 23 | WESTELL TECHNOLOGIES INC | 23,623 | 12,000 | 0.00% | ||
| 24 | GREIF INC | 195 | 12,000 | 0.00% | ||
| 25 | THESTREET INC | 11,712 | 13,000 | 0.00% | ||
| 26 | GOLDEN MINERALS CO | 17,569 | 13,000 | 0.00% | ||
| 27 | IVY HIGH INC OPPORTUNITIES F | 890 | 13,000 | 0.00% | PRN | |
| 28 | GALECTIN THERAPEUTICS INC COM | 11,639 | 13,000 | 0.00% | ||
| 29 | VAALCO ENERGY INC | 13,634 | 13,000 | 0.00% | ||
| 30 | INSTITUTIONAL FINL MKTS INC | 12,183 | 13,000 | 0.00% | ||
| 31 | UQM TECHNOLOGIES INC COM | 22,829 | 14,000 | 0.00% | ||
| 32 | VISTA GOLD CORP | 12,840 | 14,000 | 0.00% | ||
| 33 | REXAHN PHARMACEUTICALS INC | 68,500 | 14,000 | 0.00% | ||
| 34 | DGSE COMPANIES INC | 16,561 | 14,000 | 0.00% | ||
| 35 | HARVEST NATURAL RESOURCES IN | 18,065 | 15,000 | 0.00% | ||
| 36 | FEMALE HEALTH CO | 11,911 | 15,000 | 0.00% | ||
| 37 | GLOBALSTAR INC | 12,661 | 15,000 | 0.00% | ||
| 38 | NORTHWEST BIOTHERAPEUTICS | 27,644 | 15,000 | 0.00% | ||
| 39 | THRESHOLD PHARMACEUTICAL INC | 22,631 | 15,000 | 0.00% | ||
| 40 | Support.Com Inc | 18,263 | 15,000 | 0.00% | ||
| 41 | LANTRONIX INC | 10,496 | 15,000 | 0.00% | ||
| 42 | NEURALSTEM INC COM | 51,217 | 16,000 | 0.00% | ||
| 43 | AVEO PHARMACEUTICALS INC | 18,454 | 16,000 | 0.00% | ||
| 44 | PERNIX THERAPEUTICS HLDGS IN | 26,429 | 16,000 | 0.00% | ||
| 45 | MICROVISION INC DEL | 12,232 | 17,000 | 0.00% | ||
| 46 | MOSYS INC | 22,157 | 17,000 | 0.00% | ||
| 47 | COBALT INTL ENERGY INC | 13,846 | 17,000 | 0.00% | ||
| 48 | NETLIST INC | 14,095 | 17,000 | 0.00% | ||
| 49 | AMPIO PHARMACEUTICALS INC | 24,340 | 18,000 | 0.00% | ||
| 50 | ORION ENERGY SYSTEMS INC | 13,301 | 18,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-16-004345, filed 2016.11.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
