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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001172661-17-001209) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
151 United Community Financial Corp 1,549 12 0.00%
152 DOCUMENT SEC SYS INC 10,122 12 0.00%
153 AVEO PHARMACEUTICALS INC 20,502 12 0.00%
154 WESTERN ASSET GLOBAL CP DEFI 674 12 0.00%
155 Greif Inc 190 12 0.00%
156 FEMALE HEALTH CO 11,982 12 0.00%
157 COHEN & STEERS TOTAL RETURN 1,000 12 0.00%
158 PDL BioPharma Inc 5,500 12 0.00%
159 Alon USA Energy Inc 1,051 12 0.00%
160 ENSYNC INC 20,130 12 0.00%
161 NVE CORP 159 12 0.00%
162 PEOPLES UNITED FINANCIAL INC COM 732 13 0.00%
163 Amtrust Finl Services Inc 722 13 0.00%
164 BLACKROCK MULTI-SECTOR INC T 766 13 0.00%
165 NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 1,488 13 0.00%
166 PERRIGO CO PLC 198 13 0.00%
167 BLACKROCK CREDIT ALLOCATION INCOME TR IV I 978 13 0.00%
168 WESTERN ASSET PREMIER BD FD 951 13 0.00%
169 STEIN MART INC 4,281 13 0.00%
170 RITE AID CORP 3,164 13 0.00%
171 WESTERN ASSET HGH YLD DFNDFD 834 13 0.00%
172 MEDALLION FINL CORP 6,519 13 0.00%
173 TORTOISE PIPELINE & ENERGY F 600 13 0.00%
174 AVIRAGEN THERAPEUTICS INC 20,175 13 0.00%
175 PIONEER FLOATING RATE TR 1,065 13 0.00%
176 PIONEER HIGH INCOME TR 1,350 13 0.00%
177 LKQ CORP 455 13 0.00%
178 DOUBLELINE INCOME SOLUTIONS FD 650 13 0.00%
179 EATON VANCE ENH EQTY INC FD 946 13 0.00%
180 BARINGS GLOBAL SHORT DURATIO 665 13 0.00%
181 ALLIANZGI EQUITY & CONV INCO 683 13 0.00%
182 ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC 1,050 13 0.00%
183 UNITED STATES ANTIMONY CORP 25,577 13 0.00%
184 VISTA GOLD CORP 12,917 13 0.00%
185 KKR INCOME OPPORTUNITIES FD 750 13 0.00%
186 BLACKROCK ENHANCED EQT DIV T 1,500 13 0.00%
187 HANCOCK JOHN PFD INCOME FD I 700 13 0.00%
188 BLACKROCK CORPORATE HIGH YIELD FD VI INC C 1,150 13 0.00%
189 THRESHOLD PHARMACEUTICAL INC 22,767 13 0.00%
190 Western Asset Mortgage Capital Corp 1,363 14 0.00%
191 NEW AMER HIGH INCOME FD INC 1,517 14 0.00%
192 ROYCE VALUE TRUST 1,000 14 0.00%
193 IVY HIGH INC OPPORTUNITIES F 890 14 0.00%
194 RALPH LAUREN CORP 171 14 0.00%
195 Silver Spring Networks 1,261 14 0.00%
196 SALIENT MIDSTREAM & MLP FD 1,070 14 0.00%
197 BED BATH & BEYOND INC 347 14 0.00%
198 PERKINELMER INC 241 14 0.00%
199 Genpact Ltd 558 14 0.00%
200 Expeditors International of Washington Inc 244 14 0.00%
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