| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,034,931 | 13,847,000 | 24.05% | ||
| 2 | Advisors Asset Management, Inc. | 795,682 | 10,646,000 | 18.49% | ||
| 3 | MORGAN STANLEY | 668,054 | 8,938,000 | 15.52% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 476,675 | 6,378,000 | 11.08% | ||
| 5 | SEGALL BRYANT & HAMILL, LLC | 321,850 | 4,306,000 | 7.48% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 246,308 | 3,295,000 | 5.72% | ||
| 7 | WELLS FARGO & COMPANY/MN | 210,632 | 2,818,000 | 4.89% | ||
| 8 | Invesco Ltd. | 122,023 | 1,633,000 | 2.84% | ||
| 9 | STIFEL FINANCIAL CORP | 99,687 | 1,333,000 | 2.31% | ||
| 10 | ROYAL BANK OF CANADA | 70,390 | 942,000 | 1.64% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 56,085 | 750,000 | 1.30% | ||
| 12 | Salient Capital Advisors, LLC | 43,838 | 587,000 | 1.02% | ||
| 13 | DAVENPORT & Co LLC | 36,723 | 498,698 | 0.87% | ||
| 14 | Dorsey & Whitney Trust CO LLC | 35,050 | 469,000 | 0.81% | ||
| 15 | OPPENHEIMER & CO INC | 32,079 | 429,000 | 0.74% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 30,822 | 412,000 | 0.72% | ||
| 17 | Brown Advisory Securities, LLC | 12,372 | 165,000 | 0.29% | ||
| 18 | WFG Advisors, LP | 2,975 | 40,000 | 0.07% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,783 | 37,000 | 0.06% | ||
| 20 | D.A. DAVIDSON & CO. | 1,950 | 26,000 | 0.05% | ||
| 21 | Estabrook Capital Management | 1,144 | 15,307 | 0.03% | ||
| 22 | Baystate Wealth Management LLC | 1,072 | 14,000 | 0.02% | ||
| 23 | Creative Planning | 572 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
