| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,338,309 | 23,313,000 | 29.83% | ||
| 2 | 1607 Capital Partners, LLC | 702,744 | 12,242,000 | 15.66% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 447,051 | 7,788,000 | 9.96% | ||
| 4 | MORGAN STANLEY | 421,524 | 7,343,000 | 9.39% | ||
| 5 | FCA CORP /TX | 247,857 | 4,318,000 | 5.52% | ||
| 6 | Invesco Ltd. | 230,917 | 4,023,000 | 5.15% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 162,856 | 2,837,000 | 3.63% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 146,463 | 2,552,000 | 3.27% | ||
| 9 | ROYAL BANK OF CANADA | 111,883 | 1,949,000 | 2.49% | ||
| 10 | COHEN & STEERS, INC. | 97,989 | 1,707,000 | 2.18% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 87,617 | 1,526,000 | 1.95% | ||
| 12 | Shaker Financial Services, LLC | 56,326 | 981,000 | 1.26% | ||
| 13 | HL FINANCIAL SERVICES LLC | 56,016 | 976,000 | 1.25% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 53,972 | 940,000 | 1.20% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 53,030 | 924,000 | 1.18% | ||
| 16 | Yorktown Management & Research Co Inc | 35,422 | 617,000 | 0.79% | ||
| 17 | Clear Harbor Asset Management, LLC | 31,010 | 540,000 | 0.69% | ||
| 18 | Advisors Asset Management, Inc. | 30,880 | 538,000 | 0.69% | ||
| 19 | Karpus Management, Inc. | 29,475 | 513,000 | 0.66% | ||
| 20 | Aviance Capital Partners, LLC | 28,590 | 498,000 | 0.64% | ||
| 21 | OPPENHEIMER & CO INC | 21,076 | 367,000 | 0.47% | ||
| 22 | Laurion Capital Management LP | 19,570 | 341,000 | 0.44% | ||
| 23 | HighTower Advisors, LLC | 19,738 | 340,000 | 0.43% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 13,317 | 232,000 | 0.30% | ||
| 25 | STIFEL FINANCIAL CORP | 12,154 | 215,000 | 0.28% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 10,953 | 192,000 | 0.25% | ||
| 27 | LPL Financial LLC | 10,828 | 189,000 | 0.24% | ||
| 28 | TRUST CO OF VERMONT | 5,650 | 99,000 | 0.13% | ||
| 29 | CITIGROUP INC | 2,382 | 41,000 | 0.05% | ||
| 30 | D.A. DAVIDSON & CO. | 1,000 | 17,000 | 0.02% | ||
| 31 | SEI INVESTMENTS CO | 163 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
