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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
351 DOUBLE EAGLE ACQUISITION COR 1,800,000 720 0.01%
352 GOLDMAN SACHS GROUP INC 4,457 719 0.01%
353 WELLS FARGO CO NEW 16,222 718 0.01%
354 TABULA RASA HEALTHCARE INC COM 50,000 716 0.01%
355 GILEAD SCIENCES INC 9,039 715 0.01%
356 KROGER CO 23,983 712 0.01%
357 WHITING PETE CORP NEW 1,000,000 710 0.01% PRN
358 CAPITOL ACQUISITION CORP III 1,000,000 700 0.01%
359 MILLERKNOLL INC 23,150 662 0.01%
360 SHUTTERFLY INC 14,671 655 0.01%
361 VOYA FINANCIAL INC 22,182 639 0.01%
362 SINOVAC BIOTECH LTD 106,198 627 0.01%
363 MEDIDATA SOLUTIONS INC 11,200 625 0.01%
364 AMYRIS INC 1,102,000 617 0.01% PRN
365 BOULEVARD ACQUISITION 855,100 487 0.01%
366 TRIB 500,000 476 0.01% PRN
367 APPTIO INC 20,000 434 0.01%
368 TITAN MACHY INC 486,000 423 0.01% PRN
369 ELECTRUM SPL ACQUISITION CORP 1,617,500 396 0.01%
370 HUTCHISON CHINA MEDTECH LTD 28,641 341 0.01%
371 MERITOR INC 171,000 234 0.00% PRN
372 QPACW US 01 Jan 23 C5.75 1,222,482 214 0.00%
373 BIOAMBER INC 344,656 163 0.00%
374 ANWORTH MORTGAGE ASSET CP 30,648 151 0.00%
375 FOREST CITY ENT 113,000 131 0.00% PRN
376 SYNCHRONOSS TECHNOLOGIES INC 120,000 127 0.00% PRN
377 LIBERTY INTERACTIVE LLC DEB 100,000 127 0.00% PRN
378 PACE HLDGS CORP 300,000 126 0.00%
379 Agrofresh Solutions Warrants Exp 07/31/20 151,000 118 0.00%
380 NEXEO SOLUTIONS INC 135,625 84 0.00%
381 COMMUNITY HEALTH SYS INC NEW 5,303,225 47 0.00%
382 JASON INDS INC 556,126 44 0.00%
383 GREENBRIER COS INC 31,000 35 0.00% PRN
384 ASCENT CAP GROUP INC 40,000 29 0.00% PRN
385 CALADRIUS BIOSCIENCES INC 1,250,000 22 0.00%
386 GALENA BIOPHARMA INC 50,665 18 0.00%
387 Blucora Inc 14,000 13 0.00% PRN
388 PRICELINE GRP INC SR CONV NT0.9 21 11,000 12 0.00% PRN
389 Kinder Morgan Inc Del Wt Exp 052517 500,000 8 0.00%
390 BARINGTON HILCO ACQUISITION 98,475 7 0.00%
391 WESTERN ASSET MTG CAP CORP 559,440 1 0.00%
392 CLEVELAND BIOLABS INC 150,000 0 0.00%
393 MAST THERAPEUTICS INC 1,250,000 0 0.00%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 22.99% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 11.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 11.81% Put
4 ITC HOLDINGS 6,845,959 318,200 5.98%
5 SPDR SERIES TRUST 2,500,000 96,150 1.81% Put
6 SPDR S&P 500 ETF TR 438,600 94,869 1.78%
7 COTY INC 3,314,826 76,904 1.45%
8 DEPHEID 1,414,326 74,521 1.40%
9 WHITEWAVE FOODS CO 1,364,929 74,292 1.40%
10 ISHARES TR 1,864,300 69,819 1.31% Put
11 ISHARES TR 526,000 65,334 1.23% Put
12 POWERSHARES QQQ TRUST 500,000 59,360 1.12% Put
13 FACEBOOK INC 386,016 49,513 0.93%
14 VERIZON COMMUNICATIONS INC 880,399 45,764 0.86%
15 HP INC 2,742,883 42,598 0.80%
16 ALPHABET INC 54,659 42,486 0.80%
17 SPLUNK INC 595,592 34,950 0.66%
18 TABLEAU SOFTWARE INC 615,798 34,036 0.64%
19 COTY INC 1,375,000 32,313 0.61% Put
20 AUTODESK INC 324,394 23,463 0.44%
21 HALLIBURTON CO 502,521 22,553 0.42%
22 NOBLE ENERGY INC 518,566 18,532 0.35%
23 ENERGEN CORP COM 320,040 18,472 0.35%
24 VALERO ENERGY CORP NEW 345,554 18,315 0.34%
25 ILLUMINA INC 99,510 18,077 0.34%
26 MOLSON COORS BREWING CO 162,954 17,891 0.34%
27 ALPHABET INC 21,356 16,600 0.31%
28 PIONEER NAT RES CO 86,200 16,005 0.30%
29 JD COM INC 611,000 15,941 0.30%
30 CONSTELLIUM NV CL A 2,200,000 15,840 0.30%
31 VERIZON COMMUNICATIONS INC 292,922 15,226 0.29%
32 KINDER MORGAN INC DEL 647,391 14,974 0.28%
33 DELPHI AUTOMOTIVE PLC 198,895 14,185 0.27%
34 COGNIZANT TECHNOLOGY SOLUTIO 296,766 14,160 0.27%
35 VEON LTD 4,000,000 13,920 0.26%
36 CONSTELLATION BRANDS INC 80,170 13,348 0.25%
37 WHITING PETROLEUM CORP COM 1,518,624 13,273 0.25%
38 VANECK ETF TRUST 500,000 13,215 0.25% Put
39 PINNACLE FOODS INC DEL 260,000 13,044 0.25%
40 COMCAST CORP NEW 194,858 12,927 0.24%
41 ALPHABET INC 15,656 12,588 0.24%
42 DELPHI AUTOMOTIVE PLC 176,383 12,580 0.24%
43 CHARTER COMMUNICATIONS INC N 45,133 12,185 0.23%
44 UNION PAC CORP 122,199 11,918 0.22%
45 MICRON TECHNOLOGY INC 642,471 11,423 0.21%
46 CALIFORNIA RES CORP 894,253 11,178 0.21%
47 SUPERIOR ENERGY SVCS INC 600,000 10,740 0.20%
48 HARMAN INTL INDS INC COM 120,000 10,134 0.19%
49 RPC INC 585,000 9,828 0.18%
50 MONSTER BEVERAGE CORP NEW 61,879 9,085 0.17%
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