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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 4,131 728 0.01%
2 500 COM LTD 182,476 3,217 0.06%
3 ACCENTURE PLC IRELAND 6,623 809 0.01%
4 ADVANCED MICRO DEVICES INC 468,800 3,239 0.06%
5 ADVANCEPIERRE FOODS HLDGS IN COM 200,000 5,512 0.09%
6 AFLAC INC 10,098 726 0.01%
7 AIR PRODS & CHEMS INC 5,023 755 0.01%
8 AK STL HLDG CORP 700,300 3,382 0.06%
9 AKAMAI TECHNOLOGIES INC 33,495 1,775 0.03%
10 ALLEGHANY CORP 1,464 769 0.01%
11 ALLISON TRANSMISSION HLDGS INC COM 26,700 766 0.01%
12 ALLSCRIPTS HEALTHCARE SOLUTN 375,900 4,951 0.09%
13 ALLSTATE CORP 10,806 748 0.01%
14 ALPHABET INC 54,659 42,486 0.73%
15 ALPHABET INC 15,656 12,588 0.22%
16 ALPHABET INC 21,356 16,600 0.29%
17 AMAZON COM INC 7,475 6,259 0.11%
18 AMDOCS LTD 12,556 726 0.01%
19 AMERCO 2,239 726 0.01%
20 AMERICAN EXPRESS CO 11,600 743 0.01%
21 AMERICAN FINL GROUP INC OHIO 9,930 745 0.01%
22 AMERICAN NATL INS CO COM 8,083 986 0.02%
23 AMERIPRISE FINL INC 7,400 738 0.01%
24 AMERISOURCEBERGEN CORP 8,929 721 0.01%
25 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
26 AMYRIS INC 1,102,000 617 0.01% PRN
27 ANADARKO PETE CORP 82,741 5,242 0.09%
28 ANI PHARMACEUTICALS INC 50,400 3,344 0.06%
29 ANWORTH MTG ASSET CORP 30,648 151 0.00%
30 APOLLO COML REAL EST FIN INC 2,549,000 2,616 0.05% PRN
31 APPLIED INDL TECHNOLOGIES IN 18,276 854 0.01%
32 APPTIO INC 20,000 434 0.01%
33 APTARGROUP INC 9,465 733 0.01%
34 ARCH CAP GROUP LTD 9,123 723 0.01%
35 ARGO GROUP INTERNATIONAL 15,350 866 0.01%
36 ARMOUR RESIDENTIAL REIT INC 41,959 946 0.02%
37 ASCENT CAP GROUP INC 40,000 29 0.00% PRN
38 ASPEN INSURANCE HOLDINGS LTD 15,989 745 0.01%
39 ASSURED GUARANTY LTD COM 26,948 748 0.01%
40 AT&T INC 18,257 741 0.01%
41 ATN INTL INC 11,110 723 0.01%
42 AUTODESK INC 324,394 23,463 0.40%
43 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
44 AXIS CAPITAL HOLDINGS LTD 13,409 729 0.01%
45 Agrofresh Solutions Warrants Exp 07/31/20 151,000 118 0.00%
46 BAIDU INC 15,815 2,879 0.05%
47 BANCO MACRO SA 35,000 2,739 0.05%
48 BANK MONTREAL QUE 11,373 978 0.02%
49 BANK N S HALIFAX 13,822 961 0.02%
50 BANK OF NT BUTTERFIELD&SON L 60,000 1,486 0.03%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
51 COGNIZANT TECHNOLOGY SOLUTIO 296,766 14,160 0.27%
52 VIMPELCOM LTD 4,000,000 13,920 0.26%
53 TAL ED GROUP 5,000,000 13,553 0.25% PRN
54 CONSTELLATION BRANDS INC 80,170 13,348 0.25%
55 WHITING PETE CORP NEW 1,518,624 13,273 0.25%
56 VANECK ETF TRUST 500,000 13,215 0.25% Put
57 PINNACLE FOODS INC DEL 260,000 13,044 0.25%
58 COMCAST CORP NEW 194,858 12,927 0.24%
59 TESLA INC 15,000,000 12,837 0.24% PRN
60 TESLA INC SR CV NT 0.25 19 13,928,000 12,608 0.24% PRN
61 ALPHABET INC 15,656 12,588 0.24%
62 DELPHI AUTOMOTIVE PLC 176,383 12,580 0.24%
63 CHARTER COMMUNICATIONS INC N 45,133 12,185 0.23%
64 UNION PAC CORP 122,199 11,918 0.22%
65 PROSPECT CAPITAL CORPORATION 11,441,000 11,677 0.22% PRN
66 NEWPARK RES INC SR NT CV 4 17 11,615,000 11,525 0.22% PRN
67 MICRON TECHNOLOGY INC 642,471 11,423 0.21%
68 CALIFORNIA RES CORP 894,253 11,178 0.21%
69 SUPERIOR ENERGY SVCS INC 600,000 10,740 0.20%
70 COBALT INTL ENERGY INC 20,723,000 10,674 0.20% PRN
71 PROSPECT CAPITAL CORPORATION 10,166,000 10,417 0.20% PRN
72 RESOURCE CAP CORP 10,482,000 10,397 0.20% PRN
73 HARMAN INTL INDS INC 120,000 10,134 0.19%
74 HERBALIFE LTD 10,200,000 10,098 0.19% PRN
75 RPC INC 585,000 9,828 0.18%
76 LAYNE CHRISTENSEN CO 8,949,000 9,583 0.18% PRN
77 YY Inc. 9,500,000 9,358 0.18% PRN
78 LIBERTY MEDIA CORP 15,118,000 9,298 0.17% PRN
79 MONSTER BEVERAGE CORP NEW 61,879 9,085 0.17%
80 EMERGENT BIOSOLUTIONS INC 284,180 8,960 0.17%
81 SOUTHWEST AIRLS CO 229,700 8,933 0.17%
82 RED HAT INC 107,910 8,723 0.16%
83 MODUSLINK GLOBAL SOLUTIONS I 10,920,000 8,613 0.16% PRN
84 CARDTRONICS PLC SHS CL A 192,746 8,596 0.16%
85 OASIS PETE INC NEW 713,640 8,185 0.15%
86 CONAGRA BRANDS INC 172,856 8,142 0.15%
87 FLOWSERVE CORP 162,541 7,841 0.15%
88 RICE ENERGY INCORPORATED 300,000 7,833 0.15%
89 GENERAL CABLE CORP DEL NEW 11,440,000 7,703 0.14% PRN
90 WEATHERFORD INTL PLC 1,350,000 7,587 0.14%
91 SAFEGUARD SCIENTIFICS IN 7,240,000 7,510 0.14% PRN
92 CTRIP COM INTL LTD 160,846 7,491 0.14%
93 ENERNOC 10,307,000 7,421 0.14% PRN
94 CARRIZO OIL & GAS INC 182,026 7,394 0.14%
95 MAGNA INTL INC 169,291 7,272 0.14%
96 UNITED PARCEL SERVICE INC 64,447 7,048 0.13%
97 CSX CORP 230,682 7,036 0.13%
98 YY INC 128,520 6,848 0.13%
99 LEIDOS HLDGS INC 150,000 6,492 0.12%
100 EXXON MOBIL CORP 73,520 6,416 0.12%
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