Dark
Light
System
Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,856 holdings with a total value of $6,168,421,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PRA GROUP INC 17 0 0.00%
2 ENCORE CAP GROUP INC COM 25 1,000 0.00%
3 WABCO 9 1,000 0.00%
4 US Ecology Inc 22 1,000 0.00%
5 CALERES INC COM 34 1,000 0.00%
6 AMERICAN INTL GROUP INC 61 1,000 0.00%
7 REPLIGEN CORP COM 26 1,000 0.00%
8 PENN NATL GAMING INC 58 1,000 0.00%
9 KORN FERRY COM NEW 31 1,000 0.00%
10 TAKE-TWO INTERACTIVE SOFTWARE COM 38 1,000 0.00%
11 M D C HLDGS INC COM 97 2,000 0.00%
12 SPDR FTSE SP OILGAS EXP ETF 65 2,000 0.00%
13 SPDR SERIES TRUST 65 2,000 0.00%
14 SMITH & WESSON HLDG CORP 65 2,000 0.00%
15 ADVISORSHARES TR 65 2,000 0.00%
16 SEMGROUP CORP CL A 81 3,000 0.00%
17 MAINSOURCE FINANCIAL GP INC 151 3,000 0.00%
18 S & T BANCORP INC COM 116 3,000 0.00%
19 FOSSIL GROUP INC 100 3,000 0.00%
20 VANECK VECTORS ETF TR 95 3,000 0.00%
21 VANECK VECTORS ETF TR 155 4,000 0.00%
22 VANECK VECTORS ETF TR 175 4,000 0.00%
23 WP CAREY INC COM 55 4,000 0.00%
24 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 130 4,000 0.00%
25 PUTNAM PREMIER INCOME TR 809 4,000 0.00%
26 iShares Mortgage Real Estate C 350 4,000 0.00%
27 PIMCO ETF TR 35 4,000 0.00%
28 SPDR SER TR 135 4,000 0.00%
29 NATIONAL HEALTHCARE CORP COM 55 4,000 0.00%
30 EVERCORE INC CLASS A 91 4,000 0.00%
31 PUTNAM MASTER INTER INCOME T 887 4,000 0.00%
32 ISHARES 75 4,000 0.00%
33 ORION ENGINEERED CARBONS S A COM 295 5,000 0.00%
34 UBS AG JERSEY BRH 240 5,000 0.00%
35 COMMUNITY BK SYS INC COM 113 5,000 0.00%
36 REIS INC 191 5,000 0.00%
37 GASLOG LTD 388 5,000 0.00%
38 VIRTU FINL INC CL A 308 6,000 0.00%
39 MFS INTERMEDIATE HIGH INC FD 2,569 6,000 0.00%
40 HORACE MANN EDUCATORS CORP NEW COM 190 6,000 0.00%
41 CHESAPEAKE ENERGY CORP 2,500 11,000 0.00%
42 URBAN OUTFITTERS INC COM 400 11,000 0.00%
43 FREIGHTCAR AMERICA INC 822 12,000 0.00%
44 Deutsche Global High Income 1,648 13,000 0.00%
45 OWENS-ILLINOIS, INC. 800 14,000 0.00%
46 AUTONATION 300 14,000 0.00%
47 LEGG MASON INC 500 15,000 0.00%
48 CREDIT SUISSE ASSET MGMT INC 5,194 15,000 0.00%
49 TERADATA CORP DEL 600 15,000 0.00%
50 HUDBAY MINERALS INC COM 3,303 16,000 0.00%
Page 1 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004779, filed 2016.08.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.