| 1 |
Saba Capital Management, L.P. |
5,909,177 |
17,314,000 |
53.53% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,774,389 |
5,199,000 |
16.07% |
|
|
| 3 |
Invesco Ltd. |
530,069 |
1,553,000 |
4.80% |
|
|
| 4 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
474,574 |
1,391,000 |
4.30% |
|
|
| 5 |
Bulldog Investors, LLP |
402,956 |
1,181,000 |
3.65% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
344,000 |
1,008,000 |
3.12% |
|
|
| 7 |
SIT INVESTMENT ASSOCIATES INC |
301,220 |
883,000 |
2.73% |
|
|
| 8 |
WEDBUSH SECURITIES INC |
195,555 |
573,000 |
1.77% |
|
|
| 9 |
Laurion Capital Management LP |
104,740 |
307,000 |
0.95% |
|
|
| 10 |
IMS Capital Management |
101,437 |
297,000 |
0.92% |
|
|
| 11 |
Strategic Advisors LLC |
80,689 |
236,000 |
0.73% |
|
|
| 12 |
M&T BANK CORP |
77,114 |
226,000 |
0.70% |
|
|
| 13 |
Capital Investment Advisors, LLC |
68,442 |
201,000 |
0.62% |
|
|
| 14 |
Gilman Hill Asset Management, LLC |
67,000 |
196,000 |
0.61% |
|
|
| 15 |
MORGAN STANLEY |
59,573 |
175,000 |
0.54% |
|
|
| 16 |
Raymond James Financial Services Advisors, Inc. |
49,402 |
145,000 |
0.45% |
|
|
| 17 |
Annex Advisory Services, LLC |
42,200 |
124,000 |
0.38% |
|
|
| 18 |
Columbia Asset Management |
40,000 |
117,000 |
0.36% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
37,713 |
110,000 |
0.34% |
|
|
| 20 |
LPL Financial LLC |
36,661 |
108,000 |
0.33% |
|
|
| 21 |
Sunbelt Securities, Inc. |
33,850 |
99,591 |
0.31% |
|
|
| 22 |
JD CAPITAL MANAGEMENT LLC |
30,780 |
90,000 |
0.28% |
|
|
| 23 |
Shaker Financial Services, LLC |
25,567 |
75,000 |
0.23% |
|
|
| 24 |
AMERIPRISE FINANCIAL INC |
25,312 |
74,000 |
0.23% |
|
|
| 25 |
Curi Capital, LLC |
22,179 |
65,000 |
0.20% |
|
|
| 26 |
UBS Group AG |
21,180 |
62,000 |
0.19% |
|
|
| 27 |
VSR Financial Services, Inc. |
20,700 |
61,000 |
0.19% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
20,700 |
61,000 |
0.19% |
|
|
| 29 |
DOLIVER ADVISORS, LP |
20,274 |
60,000 |
0.19% |
|
|
| 30 |
OPTIMUM INVESTMENT ADVISORS |
20,000 |
59,000 |
0.18% |
|
|
| 31 |
INVESTMENT MANAGEMENT OF VIRGINIA LLC |
17,440 |
51,000 |
0.16% |
|
|
| 32 |
CITADEL ADVISORS LLC |
15,163 |
44,000 |
0.14% |
|
|
| 33 |
GUGGENHEIM CAPITAL LLC |
14,016 |
41,000 |
0.13% |
|
|
| 34 |
Concert Wealth Management Inc. |
12,829 |
38,000 |
0.12% |
|
|
| 35 |
Commonwealth Equity Services, Inc |
11,776 |
35,000 |
0.11% |
|
|
| 36 |
IFP ADVISORS, INC |
6,200 |
18,000 |
0.06% |
|
|
| 37 |
Advisors Asset Management, Inc. |
5,194 |
15,000 |
0.05% |
|
|
| 38 |
Creative Planning |
3,740 |
11,000 |
0.03% |
|
|
| 39 |
GENEOS WEALTH MANAGEMENT INC. |
3,331 |
9,000 |
0.03% |
|
|
| 40 |
DELTA ASSET MANAGEMENT LLC/TN |
2,100 |
6,000 |
0.02% |
|
|
| 41 |
ROYAL BANK OF CANADA |
1,631 |
5,000 |
0.02% |
|
|
| 42 |
SIGNATUREFD, LLC |
1,600 |
5,000 |
0.02% |
|
|
| 43 |
NEXT Financial Group, Inc |
1,600 |
4,000 |
0.01% |
|
|
| 44 |
WESTPORT RESOURCES MANAGEMENT INC |
1,268 |
4,000 |
0.01% |
|
|
| 45 |
ADVISOR GROUP, INC. |
1,800 |
4,000 |
0.01% |
|
|
| 46 |
US BANCORP \DE\ |
1,000 |
3,000 |
0.01% |
|
|
| 47 |
WOLVERINE TRADING LP /BD |
814 |
2,385 |
0.01% |
|
|
| 48 |
CITIGROUP INC |
66 |
0 |
0.00% |
|
|
