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UBS AG JERSEY BRH
UBS AG JERSEY BRH. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 21 Institutional holders with a total value of $8,946,436.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mosaic Financial Partners, Inc. 84,906 1,771,000 19.80%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 83,761 1,732,000 19.36%
3 INVESTMENT CENTERS OF AMERICA INC 67,477 1,415,000 15.82%
4 AMERIPRISE FINANCIAL INC 52,175 1,088,000 12.16%
5 PROFICIO CAPITAL PARTNERS LLC 40,855 874,000 9.77%
6 ADVISOR GROUP, INC. 22,925 477,000 5.33%
7 VSR Financial Services, Inc. 16,877 352,000 3.93%
8 Cambridge Investment Research Advisors, Inc. 14,493 302,000 3.38%
9 1834 INVESTMENT ADVISORS CO 13,600 284,000 3.17%
10 ENVESTNET ASSET MANAGEMENT INC 11,455 239,000 2.67%
11 Advisory Services Network, LLC 6,645 139,000 1.55%
12 THRIVENT FINANCIAL FOR LUTHERANS 4,718 100,000 1.12%
13 PNC FINANCIAL SERVICES GROUP, INC. 3,292 68,000 0.76%
14 IFP ADVISORS, INC 2,221 46,000 0.51%
15 MORGAN STANLEY 1,411 29,000 0.32%
16 MSI Financial Services Inc 949 20,000 0.22%
17 Advisors Asset Management, Inc. 240 5,000 0.06%
18 NEXT Financial Group, Inc 265 5,000 0.06%
19 WOLVERINE TRADING LP /BD 21 436 0.00%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%
21 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.