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Institutional Investment Manager
Rock Point Advisors, LLC
Rock Point Advisors, LLC (CIK: 0001301540) incorporated in Vermont, located at 77 College Street, Burlington, VT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001301540-14-000009) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 Walgreens 5,540 328 0.16%
2 W P CAREY INC 159,782 10,189 4.92%
3 Vaneck Vectors Gold 88,425 1,888 0.91%
4 VANGUARD BD INDEX FDS 19,935 1,596 0.77%
5 TJX COS INC NEW 113,903 6,740 3.25%
6 TEMPLETON GLOBAL INCOME FD 171,631 1,364 0.66%
7 SUNOPTA INC 351,042 4,237 2.05%
8 STRYKER CORP 45,360 3,663 1.77%
9 SPDR GOLD TR 2,920 339 0.16%
10 SILVER WHEATON CORP 153,917 3,068 1.48%
11 REED ELSEVIER N V 101,644 4,593 2.22%
12 Platinum Group Metals Ltd 24,300 22 0.01%
13 PROSPECT CAPITAL CORPORATION 87,060 862 0.42%
14 PROCTER AND GAMBLE CO 18,816 1,576 0.76%
15 PGT INNOVATIONS INC COM 287,135 2,676 1.29%
16 PFIZER INC 23,342 690 0.33%
17 PEPSICO INC 7,292 679 0.33%
18 NUVEEN NORTH CAROLINA QLTY M 18,000 231 0.11%
19 NTT Domoco Inc 180,408 3,020 1.46%
20 NEWELL BRANDS 89,555 3,082 1.49%
21 NATIONAL OILWELL VARCO INC 77,030 5,862 2.83%
22 MONMOUTH REAL ESTATE INVT CO 518,275 5,245 2.53%
23 MICROSOFT CORP 9,194 426 0.21%
24 MFS CHARTER INCOME TR 10,900 97 0.05%
25 MERCK & CO INC 5,340 317 0.15%
26 MEAD JOHNSON NUTRITI 2,079 200 0.10%
27 MAXWELL TECHNOLOGIES INC 439,394 3,832 1.85%
28 LSB INDS INC COM 192,223 6,864 3.31%
29 LINDSAY CORP 71,238 5,325 2.57%
30 LAYNE CHRISTENSEN CO 540,980 5,253 2.54%
31 KINROSS GOLD CORP 98,520 325 0.16%
32 KEURIG GREEN MTN INC 70,345 9,154 4.42%
33 JOHNSON & JOHNSON 7,580 808 0.39%
34 ISHARES 110,630 1,008 0.49%
35 INTERNATIONAL BUSINESS MACHS 2,764 525 0.25%
36 INGLES MKTS INC CL A 8,500 201 0.10%
37 HUGOTON RTY TR TEX 21,954 197 0.10%
38 GOLDCORP INC NEW 9,000 207 0.10%
39 GENTHERM INC 118,535 5,006 2.42%
40 GENERAL MTRS CO 146,883 4,691 2.27%
41 GENERAL MLS INC 8,610 434 0.21%
42 GENERAL ELECTRIC CO 28,926 741 0.36%
43 FIRST BANCORP P R COM NEW 532,130 2,528 1.22%
44 Echelon Corp 685,686 1,399 0.68%
45 EXXON MOBIL CORP 17,288 1,626 0.79%
46 ESCO TECHNOLOGIES INC COM 109,110 3,795 1.83%
47 EMERSON ELEC CO 6,098 382 0.18%
48 ELDORADO GOLD CORP NEW 14,000 94 0.05%
49 EATON VANCE SR INCOME TR 18,900 123 0.06%
50 EATON VANCE SR FLTNG RTE TR 14,360 207 0.10%
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