| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,885,000 | 12,271,000 | 15.37% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,090,806 | 7,102,000 | 8.90% | ||
| 3 | Invesco Ltd. | 1,026,112 | 6,680,000 | 8.37% | ||
| 4 | SYMPHONY ASSET MANAGEMENT LLC | 968,586 | 6,664,000 | 8.35% | ||
| 5 | UBS AG | 879,542 | 5,726,000 | 7.17% | ||
| 6 | MORGAN STANLEY | 823,318 | 5,360,000 | 6.71% | ||
| 7 | WELLS FARGO & COMPANY/MN | 633,828 | 4,126,000 | 5.17% | ||
| 8 | Bain Capital Credit, LP | 495,407 | 3,225,000 | 4.04% | ||
| 9 | NEWGATE CAPITAL MANAGEMENT LLC | 467,915 | 3,046,000 | 3.82% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 411,328 | 2,678,000 | 3.35% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 377,121 | 2,455,000 | 3.08% | ||
| 12 | CREDIT SUISSE AG/ | 340,143 | 2,214,000 | 2.77% | ||
| 13 | Trust Asset Management LLC | 307,296 | 2,093,000 | 2.62% | ||
| 14 | Horizon Kinetics LLC | 282,614 | 1,840,000 | 2.31% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 271,621 | 1,768,000 | 2.21% | ||
| 16 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 234,076 | 1,524,000 | 1.91% | ||
| 17 | AMERIPRISE FINANCIAL INC | 168,761 | 1,099,000 | 1.38% | ||
| 18 | Shaker Financial Services, LLC | 165,459 | 1,077,000 | 1.35% | ||
| 19 | ROYAL BANK OF CANADA | 141,222 | 919,000 | 1.15% | ||
| 20 | HUNTINGTON NATIONAL BANK | 99,567 | 648,000 | 0.81% | PRN | |
| 21 | JPMORGAN CHASE & CO | 93,642 | 610,000 | 0.76% | ||
| 22 | MERIDIAN INVESTMENT COUNSEL INC. | 93,157 | 606,000 | 0.76% | ||
| 23 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 92,252 | 601,000 | 0.75% | ||
| 24 | BNP PARIBAS FINANCIAL MARKETS | 86,393 | 562,418 | 0.70% | ||
| 25 | Capital Investment Advisors, LLC | 68,019 | 443,000 | 0.55% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 53,565 | 349,000 | 0.44% | ||
| 27 | CORNERSTONE ADVISORS INC | 52,652 | 343,000 | 0.43% | ||
| 28 | AQR CAPITAL MANAGEMENT LLC | 52,368 | 341,000 | 0.43% | ||
| 29 | WOLVERINE ASSET MANAGEMENT LLC | 44,620 | 290,000 | 0.36% | ||
| 30 | DOLIVER ADVISORS, LP | 44,181 | 288,000 | 0.36% | ||
| 31 | ROBINSON CAPITAL MANAGEMENT, LLC | 42,947 | 280,000 | 0.35% | ||
| 32 | LPL Financial LLC | 41,595 | 271,000 | 0.34% | ||
| 33 | Relative Value Partners, LLC | 41,683 | 271,000 | 0.34% | ||
| 34 | WealthTrust Axiom LLC | 40,615 | 264,000 | 0.33% | ||
| 35 | RELIANCE TRUST CO | 33,000 | 215,000 | 0.27% | ||
| 36 | SeaBridge Investment Advisors LLC | 26,460 | 172,000 | 0.22% | ||
| 37 | BLACKROCK ADVISORS LLC | 26,217 | 171,000 | 0.21% | ||
| 38 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 20,640 | 134,000 | 0.17% | ||
| 39 | Rock Point Advisors, LLC | 18,900 | 123,000 | 0.15% | ||
| 40 | M&T BANK CORP | 18,688 | 121,000 | 0.15% | ||
| 41 | DEUTSCHE BANK AG\ | 16,037 | 104,000 | 0.13% | ||
| 42 | Virtu KCG Holdings LLC | 14,237 | 93,000 | 0.12% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 12,335 | 80,301 | 0.10% | ||
| 44 | Eos Management, L.P. | 11,753 | 76,000 | 0.10% | ||
| 45 | Saba Capital Management, L.P. | 11,161 | 73,000 | 0.09% | ||
| 46 | NATIONAL PLANNING CORP | 10,000 | 65,000 | 0.08% | ||
| 47 | Peachtree Investment Advisors, Inc. | 10,000 | 65,000 | 0.08% | ||
| 48 | OPPENHEIMER & CO INC | 10,000 | 65,000 | 0.08% | ||
| 49 | BARCLAYS PLC | 8,995 | 53,000 | 0.07% | ||
| 50 | Highlander Capital Management, LLC | 6,500 | 42,315 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
