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NUVEEN NORTH CAROLINA QLTY M
NUVEEN NORTH CAROLINA QLTY M. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 27 Institutional holders with a total value of $16,924,976.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 22,191 2,849,000 16.83%
2 PARAMETRIC PORTFOLIO ASSOCIATES LLC 168,623 2,167,000 12.80%
3 MORGAN STANLEY 147,377 1,892,000 11.18%
4 BANK OF AMERICA CORP /DE/ 97,571 1,253,000 7.40%
5 WELLS FARGO & COMPANY/MN 79,704 1,023,000 6.04%
6 WOLVERINE ASSET MANAGEMENT LLC 70,835 909,000 5.37%
7 AQR CAPITAL MANAGEMENT LLC 66,971 860,000 5.08%
8 LPL Financial LLC 52,442 675,000 3.99%
9 DEUTSCHE BANK AG\ 51,260 658,000 3.89%
10 Altavista Wealth Management, Inc. 42,058 540,000 3.19%
11 RAYMOND JAMES & ASSOCIATES 41,248 530,000 3.13%
12 Commonwealth Equity Services, Inc 38,387 493,000 2.91%
13 Janney Montgomery Scott LLC 38,303 491,811 2.91%
14 UBS AG 32,818 421,000 2.49%
15 ROYAL BANK OF CANADA 21,631 278,000 1.64%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 21,519 276,000 1.63%
17 TFS CAPITAL LLC 19,581 251,000 1.48%
18 Rock Point Advisors, LLC 18,000 231,000 1.36%
19 Robert W. Baird & Co. Inc 15,484 199,000 1.18% SH
20 AMERICAN INTERNATIONAL GROUP, INC. 13,720 176,165 1.04%
21 CAPTRUST FINANCIAL ADVISORS 11,680 150,000 0.89%
22 FIRST TRUST ADVISORS LP 11,245 144,000 0.85%
23 SUNTRUST BANKS INC 10,927 140,000 0.83%
24 PNC FINANCIAL SERVICES GROUP, INC. 9,692 125,000 0.74%
25 AMERIPRISE FINANCIAL INC 7,916 102,000 0.60%
26 Creative Planning 5,609 72,000 0.43%
27 NEW ENGLAND SECURITIES CORP /MA/ 1,502 19,000 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.