| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,590,283 | 20,592,000 | 12.26% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,263,676 | 17,996,000 | 10.71% | ||
| 3 | Invesco Ltd. | 1,711,455 | 13,606,000 | 8.10% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,442,437 | 11,467,000 | 6.82% | ||
| 5 | Windsor Capital Management, LLC | 1,254,678 | 9,975,000 | 5.94% | ||
| 6 | Evanson Asset Management, LLC | 1,240,868 | 9,865,000 | 5.87% | ||
| 7 | Robert W. Baird & Co. Inc | 1,195,359 | 9,503,000 | 5.66% | SH | |
| 8 | EVERETT HARRIS & CO /CA/ | 1,121,214 | 8,914,000 | 5.31% | ||
| 9 | BCWM, LLC | 70,000 | 5,565,000 | 3.31% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 541,576 | 4,306,000 | 2.56% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 503,042 | 3,999,000 | 2.38% | ||
| 12 | Commonwealth Equity Services, Inc | 501,347 | 3,986,000 | 2.37% | ||
| 13 | New Harbor Financial Group, LLC | 425,743 | 3,385,000 | 2.01% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 394,450 | 3,136,000 | 1.87% | ||
| 15 | UBS AG | 368,236 | 2,927,000 | 1.74% | ||
| 16 | EMERSON INVESTMENT MANAGEMENT, LLC | 293,594 | 2,334,000 | 1.39% | ||
| 17 | THRIVENT FINANCIAL FOR LUTHERANS | 293,342 | 2,333,000 | 1.39% | ||
| 18 | Aris Wealth Services, Inc. | 272,984 | 2,170,000 | 1.29% | ||
| 19 | LPL Financial LLC | 265,168 | 2,095,000 | 1.25% | ||
| 20 | GOULD ASSET MANAGEMENT LLC /CA/ | 228,943 | 1,820,000 | 1.08% | ||
| 21 | Brouwer & Janachowski, LLC | 215,279 | 1,711,000 | 1.02% | ||
| 22 | SCOTIA CAPITAL INC. | 191,400 | 1,521,000 | 0.91% | ||
| 23 | AMERIPRISE FINANCIAL INC | 189,551 | 1,507,000 | 0.90% | ||
| 24 | GREATMARK INVESTMENT PARTNERS, INC. | 178,770 | 1,421,000 | 0.85% | ||
| 25 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 172,986 | 1,375,000 | 0.82% | ||
| 26 | Rock Point Advisors, LLC | 171,631 | 1,364,000 | 0.81% | ||
| 27 | AQR CAPITAL MANAGEMENT LLC | 120,014 | 954,000 | 0.57% | ||
| 28 | HL FINANCIAL SERVICES LLC | 99,331 | 790,000 | 0.47% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 93,605 | 744,000 | 0.44% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 88,571 | 704,000 | 0.42% | ||
| 31 | Private Harbour Investment Management & Counsel, LLC | 84,667 | 673,000 | 0.40% | ||
| 32 | SHUFRO ROSE & CO LLC | 79,900 | 635,000 | 0.38% | ||
| 33 | KMS FINANCIAL SERVICES, INC | 77,798 | 619,000 | 0.37% | ||
| 34 | STIFEL FINANCIAL CORP | 76,951 | 612,000 | 0.36% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 73,461 | 583,000 | 0.35% | ||
| 36 | BARCLAYS PLC | 79,544 | 557,000 | 0.33% | ||
| 37 | COHEN & STEERS, INC. | 67,615 | 538,000 | 0.32% | ||
| 38 | A. D. Beadell Investment Counsel, Inc. | 64,500 | 512,000 | 0.30% | ||
| 39 | Global Endowment Management, LP | 60,000 | 477,000 | 0.28% | ||
| 40 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 57,500 | 457,000 | 0.27% | ||
| 41 | CREDIT SUISSE AG/ | 56,718 | 451,000 | 0.27% | ||
| 42 | McAdams Wright Ragen, Inc. | 55,189 | 438,000 | 0.26% | ||
| 43 | NATIONAL PLANNING CORP | 49,342 | 390,000 | 0.23% | ||
| 44 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 46,587 | 370,000 | 0.22% | ||
| 45 | CITY NATIONAL BANK | 46,000 | 366,000 | 0.22% | ||
| 46 | ROYAL BANK OF CANADA | 45,652 | 364,000 | 0.22% | ||
| 47 | Virtu KCG Holdings LLC | 44,463 | 353,000 | 0.21% | ||
| 48 | ROBINSON CAPITAL MANAGEMENT, LLC | 44,014 | 350,000 | 0.21% | ||
| 49 | Raymond James Financial Services Advisors, Inc. | 43,891 | 349,000 | 0.21% | ||
| 50 | M&T BANK CORP | 42,150 | 335,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
