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Institutional Investment Manager
Rock Point Advisors, LLC
Rock Point Advisors, LLC (CIK: 0001301540) incorporated in Vermont, located at 77 College Street, Burlington, VT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001301540-16-000016) filed in 2016.11.02
#
Name
Shares
Value ($)
%
Options
Notes
1 FIRST BANCORP P R COM NEW 1,192,755 6,202 3.24%
2 AMERESCO INC 799,522 4,205 2.20%
3 CLEARBRIDGE AMERN ENERG MLP FD 686,225 6,149 3.21%
4 ING GROEP N V 553,457 6,830 3.57%
5 MAXWELL TECHNOLOGIES INC 498,400 2,572 1.34%
6 LAYNE CHRISTENSEN CO 487,389 4,148 2.17%
7 GRIFOLS S A SP ADR REP B 438,376 7,001 3.66%
8 PGT INNOVATIONS INC COM 434,863 4,640 2.42%
9 SUNPOWER CORP 286,420 2,555 1.33%
10 PZENA INVESTMENT MGMT INC CLASS A 273,425 2,105 1.10%
11 CALPINE CORP 253,170 3,200 1.67%
12 DOMTAR CORP 243,052 9,025 4.72%
13 CORNING INC 240,643 5,691 2.97%
14 SPROUTS FMRS MKT INC 230,225 4,754 2.48%
15 PRUDENTIAL PLC 226,805 8,099 4.23%
16 CITIGROUPINC 211,427 9,986 5.22%
17 ALCOA 210,835 2,138 1.12%
18 EATON VANCE FLTING RATE INC 185,546 2,635 1.38%
19 STANTEC INC 139,532 3,282 1.71%
20 KENNEDY-WILSON HLDGS INCORPORATED 134,625 3,036 1.59%
21 W P CAREY INC 120,880 7,800 4.08%
22 HANESBRANDS INC 118,420 2,990 1.56%
23 APPLE INC 101,560 11,481 6.00%
24 SPDR INDEX SHS FDS 94,045 3,081 1.61%
25 TJX COS INC NEW 93,274 6,975 3.64%
26 CISCO SYS INC 90,836 2,881 1.51%
27 TEMPLETON GLOBAL INCOME FD 87,511 546 0.29%
28 BLACKROCK MUNI INTER DR FD I 82,045 1,244 0.65%
29 CHUBB LIMITED 73,339 9,215 4.81%
30 NEWELL BRANDS 71,022 3,740 1.95%
31 GALLAGHER ARTHUR J & CO 65,080 3,311 1.73%
32 DELTA AIRLINES INC DEL 58,195 2,291 1.20%
33 RELX NV 53,541 956 0.50%
34 GILEAD SCIENCES INC 47,560 3,763 1.97%
35 STRYKER CORP 40,479 4,712 2.46%
36 ACCENTURE PLC IRELAND 39,467 4,822 2.52%
37 LivaNova PLC 39,155 2,354 1.23%
38 AUTODESK INC 38,970 2,819 1.47%
39 DELPHI AUTOMOTIVE PLC 35,610 2,540 1.33%
40 GENERAL ELECTRIC CO 31,436 931 0.49%
41 Echelon Corp 29,487 155 0.08%
42 PROSPECT CAPITAL CORPORATION 28,305 229 0.12%
43 YAMANA GOLD INC 28,000 121 0.06%
44 PFIZER INC 21,709 735 0.38%
45 MONMOUTH REAL ESTATE INVT CO 19,710 281 0.15%
46 SPDR SER TR 18,388 564 0.29%
47 NUVEEN NORTH CAROLINA QLTY M 16,000 227 0.12%
48 LSB INDS INC COM 16,000 137 0.07%
49 ELDORADO GOLD CORP NEW 15,000 59 0.03%
50 VANGUARD BD INDEX FDS 14,535 1,175 0.61%
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