| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FRONTIER INVESTMENT MGMT CO | 1,312,920 | 81,926,000 | 32.89% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,973,980 | 24,798,000 | 9.96% | ||
| 3 | PRIVATE MANAGEMENT GROUP INC | 1,721,435 | 10,742,000 | 4.31% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,639,809 | 10,233,000 | 4.11% | ||
| 5 | Invesco Ltd. | 1,302,260 | 8,126,000 | 3.26% | ||
| 6 | MORGAN STANLEY | 1,230,304 | 7,677,000 | 3.08% | ||
| 7 | Commonwealth Equity Services, Inc | 1,181,447 | 7,372,000 | 2.96% | ||
| 8 | Evanson Asset Management, LLC | 1,115,712 | 6,962,000 | 2.80% | ||
| 9 | KELMAN-LAZAROV, INC. | 993,278 | 6,227,853 | 2.50% | ||
| 10 | CORNERSTONE FINANCIAL PARTNERS, LLC | 976,173 | 6,090,000 | 2.44% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 897,075 | 5,598,000 | 2.25% | ||
| 12 | INTEGRATED WEALTH COUNSEL, LLC | 808,229 | 5,043,000 | 2.02% | ||
| 13 | 1607 Capital Partners, LLC | 696,991 | 4,349,000 | 1.75% | ||
| 14 | Pekin Hardy Strauss, Inc. | 647,700 | 4,042,000 | 1.62% | ||
| 15 | Windsor Capital Management, LLC | 643,128 | 4,013,000 | 1.61% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 550,500 | 3,436,000 | 1.38% | ||
| 17 | AMERIPRISE FINANCIAL INC | 440,130 | 2,760,000 | 1.11% | ||
| 18 | HighTower Advisors, LLC | 427,543 | 2,665,000 | 1.07% | ||
| 19 | UBS Group AG | 390,340 | 2,436,000 | 0.98% | ||
| 20 | BARCLAYS PLC | 373,600 | 2,331,000 | 0.94% | ||
| 21 | THRIVENT FINANCIAL FOR LUTHERANS | 344,517 | 2,150,000 | 0.86% | ||
| 22 | ASSETMARK, INC | 344,352 | 2,149,000 | 0.86% | ||
| 23 | GOULD ASSET MANAGEMENT LLC /CA/ | 320,601 | 2,001,000 | 0.80% | ||
| 24 | New Harbor Financial Group, LLC | 315,903 | 1,971,000 | 0.79% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 281,181 | 1,755,000 | 0.70% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 275,500 | 1,719,000 | 0.69% | ||
| 27 | LPL Financial LLC | 245,631 | 1,540,000 | 0.62% | ||
| 28 | BOSTON FINANCIAL MANGEMENT LLC | 246,358 | 1,537,000 | 0.62% | ||
| 29 | EVERETT HARRIS & CO /CA/ | 223,458 | 1,394,000 | 0.56% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 223,094 | 1,392,000 | 0.56% | ||
| 31 | SCOTIA CAPITAL INC. | 190,000 | 1,185,000 | 0.48% | ||
| 32 | DOLIVER ADVISORS, LP | 187,518 | 1,170,000 | 0.47% | ||
| 33 | Family Firm, Inc. | 187,286 | 1,169,000 | 0.47% | ||
| 34 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 172,986 | 1,079,000 | 0.43% | ||
| 35 | Orion Porfolio Solutions, LLC | 171,395 | 1,070,000 | 0.43% | ||
| 36 | Arete Wealth Advisors, LLC | 169,825 | 1,060,000 | 0.43% | ||
| 37 | Hedeker Wealth, LLC | 6 | 1,000,000 | 0.40% | ||
| 38 | GIRARD SECURITIES, INC. | 137,489 | 858,000 | 0.34% | ||
| 39 | GREATMARK INVESTMENT PARTNERS, INC. | 136,375 | 851,000 | 0.34% | ||
| 40 | HL FINANCIAL SERVICES LLC | 123,002 | 768,000 | 0.31% | ||
| 41 | ROYAL BANK OF CANADA | 118,079 | 736,000 | 0.30% | ||
| 42 | Shaker Financial Services, LLC | 114,374 | 714,000 | 0.29% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 94,010 | 587,000 | 0.24% | ||
| 44 | Rock Point Advisors, LLC | 87,511 | 546,000 | 0.22% | ||
| 45 | CARNICK & KUBIK GROUP, LLC | 87,400 | 545,000 | 0.22% | ||
| 46 | Curi Capital, LLC | 86,602 | 540,000 | 0.22% | ||
| 47 | Marble Harbor Investment Counsel, LLC | 83,390 | 520,000 | 0.21% | ||
| 48 | BAIRD FINANCIAL GROUP, INC. | 77,043 | 481,000 | 0.19% | ||
| 49 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 74,000 | 462,000 | 0.19% | ||
| 50 | ADVISOR GROUP, INC. | 70,698 | 441,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
