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SPDR SERIES TRUST BARCLAYS CAP INVESTMENT
SPDR SERIES TRUST BARCLAYS CAP INVESTMENT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 46 Institutional holders with a total value of $234,626,951.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 2,497,424 76,571,000 32.64%
2 BlackRock Finance, Inc. 1,471,278 45,109,000 19.23%
3 ASSETMARK, INC 1,090,325 33,429,000 14.25%
4 BANK OF AMERICA CORP /DE/ 576,399 17,672,000 7.53%
5 BARING ASSET MANAGEMENT Ltd 293,518 9,002,000 3.84%
6 Live Your Vision, LLC 271,041 8,310,000 3.54%
7 MORGAN STANLEY 197,815 6,065,000 2.58%
8 UBS Group AG 129,467 3,970,000 1.69%
9 JANE STREET GROUP, LLC 126,461 3,877,000 1.65%
10 KEYBANK NATIONAL ASSOCIATION/OH 114,132 3,499,000 1.49%
11 ROYAL BANK OF CANADA 80,160 2,458,000 1.05%
12 Freedom Investment Management, Inc. 79,384 2,434,000 1.04%
13 Advisors Preferred, LLC 79,310 2,431,000 1.04%
14 GENEOS WEALTH MANAGEMENT INC. 68,598 2,103,000 0.90%
15 Raymond James Financial Services Advisors, Inc. 66,575 2,041,000 0.87%
16 ENVESTNET ASSET MANAGEMENT INC 52,724 1,617,000 0.69%
17 AVITY INVESTMENT MANAGEMENT INC. 47,045 1,438,000 0.61% SH
18 AMERIPRISE FINANCIAL INC 45,898 1,407,000 0.60%
19 BANK OF THE WEST 41,151 1,262,000 0.54%
20 Transamerica Financial Advisors, LLC 37,833 1,160,000 0.49%
21 New England Private Wealth Advisors LLC 33,538 1,028,000 0.44%
22 LPL Financial LLC 31,716 971,000 0.41%
23 CABOT WEALTH MANAGEMENT INC 28,000 858,000 0.37%
24 HL FINANCIAL SERVICES LLC 21,775 668,000 0.28%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,049 615,000 0.26%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,220 590,000 0.25%
27 Rock Point Advisors, LLC 18,388 564,000 0.24%
28 COURIER CAPITAL LLC 16,165 496,000 0.21%
29 ADVISOR GROUP, INC. 14,898 457,000 0.19%
30 Coastline Trust Co 12,875 394,000 0.17%
31 Advisory Services Network, LLC 11,995 368,000 0.16%
32 Penobscot Investment Management Company, Inc. 11,095 340,000 0.14%
33 Jaffetilchin Investment Partners, LLC 10,725 329,000 0.14%
34 WESBANCO BANK INC 9,775 300,000 0.13%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,984 245,000 0.10%
36 Argentus Capital Management, LLC 6,212 190,000 0.08%
37 Perigon Wealth Management, LLC 3,301 101,000 0.04%
38 US BANCORP \DE\ 2,505 77,000 0.03%
39 Creative Planning 2,000 61,000 0.03%
40 NEXT Financial Group, Inc 1,807 55,000 0.02%
41 MSI Financial Services Inc 1,300 40,000 0.02%
42 Patten Group, Inc. 325 9,951 0.00%
43 Ironwood Financial, llc 275 8,000 0.00%
44 Ameritas Investment Partners, Inc. 180 5,000 0.00%
45 PNC FINANCIAL SERVICES GROUP, INC. 80 2,000 0.00%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.