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NUVEEN NORTH CAROLINA QLTY M
NUVEEN NORTH CAROLINA QLTY M. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 38 Institutional holders with a total value of $18,227,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 169,530 2,404,000 13.19%
2 Fiera Capital Corp 134,496 1,907,000 10.46%
3 MORGAN STANLEY 123,311 1,748,000 9.59%
4 RAYMOND JAMES & ASSOCIATES 86,867 1,232,000 6.76%
5 HighTower Advisors, LLC 60,180 852,000 4.67%
6 Janney Montgomery Scott LLC 53,803 763,000 4.19%
7 LPL Financial LLC 50,548 707,000 3.88%
8 Altavista Wealth Management, Inc. 45,917 651,000 3.57%
9 NAPLES GLOBAL ADVISORS, LLC 40,550 575,000 3.15%
10 DOLIVER ADVISORS, LP 37,507 532,000 2.92%
11 Oxbow Advisors, LLC 37,160 527,000 2.89%
12 CORNERSTONE FINANCIAL PARTNERS, LLC 35,673 506,000 2.78%
13 BANK OF AMERICA CORP /DE/ 35,021 497,000 2.73%
14 TFS CAPITAL LLC 33,486 475,000 2.61%
15 UBS Group AG 32,916 467,000 2.56%
16 BB&T SECURITIES, LLC 31,252 443,000 2.43%
17 GEODE CAPITAL MANAGEMENT, LLC 28,577 405,000 2.22%
18 Commonwealth Equity Services, Inc 24,386 346,000 1.90%
19 AMERIPRISE FINANCIAL INC 23,274 330,000 1.81%
20 Virtu KCG Holdings LLC 21,477 305,000 1.67%
21 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 18,979 269,000 1.48%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 17,754 252,000 1.38%
23 ROYAL BANK OF CANADA 16,700 237,000 1.30%
24 Rock Point Advisors, LLC 16,000 227,000 1.25%
25 ADVISOR GROUP, INC. 14,542 206,000 1.13%
26 Sigma Planning Corp 14,128 200,000 1.10%
27 Point View Wealth Management, Inc. 12,860 182,000 1.00%
28 TRUIST FINANCIAL CORP 11,958 170,000 0.93%
29 SUNTRUST BANKS INC 10,979 155,000 0.85%
30 SALEM INVESTMENT COUNSELORS INC 1,035 147,000 0.81%
31 MSI Financial Services Inc 8,211 116,000 0.64%
32 Creative Planning 7,152 101,000 0.55%
33 US BANCORP \DE\ 6,700 95,000 0.52%
34 Carroll Financial Associates, Inc. 3,933 55,000 0.30%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,500 50,000 0.27%
36 CAPTRUST FINANCIAL ADVISORS 3,070 45,000 0.25%
37 Advisory Services Network, LLC 2,623 37,000 0.20%
38 WOLVERINE ASSET MANAGEMENT LLC 800 11,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.