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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
3201 ENZO BIOCHEM INC 10,183 52 0.00%
3202 LOWES COS INC 161,400 52 0.00% Call
3203 ROYAL DUTCH SHELL PLC 50,000 52 0.00% Put
3204 PRAXAIR INC 22,000 51 0.00% Call
3205 US BANCORP DEL 59,000 51 0.00% Put
3206 CUMMINS INC 175,600 51 0.00% Put
3207 CORINDUS VASCULAR ROBOTICS INCORPORATED 43,827 49 0.00%
3208 APTEVO THERAPEUTICS INC 19,129 49 0.00%
3209 UNITED STATES STL CORP NEW 270,000 48 0.00% Put
3210 INFORMATION SERVICES GROUP I 11,929 48 0.00%
3211 NORTHROP GRUMMAN CORP 27,900 47 0.00% Call
3212 OHA INVT CORP 15,000 47 0.00%
3213 Nomura Holdings Inc 10,240 46 0.00%
3214 GAFISA ADR RPSG 2 ORD 29,762 46 0.00%
3215 TATA MTRS LTD 208,400 46 0.00% Put
3216 PACCAR INC 24,000 46 0.00% Call
3217 MCKESSON CORP 100,000 44 0.00% Call
3218 PLUG POWER INC 25,559 44 0.00%
3219 APPLIED MATLS INC 59,000 44 0.00% Call
3220 US BANCORP DEL 59,000 44 0.00% Call
3221 WILLBROS GROUP INC DEL COM 23,026 43 0.00%
3222 BIOSCRIP INC 14,884 43 0.00%
3223 DEERE & CO 540,100 43 0.00% Put
3224 STARBUCKS CORP 316,800 41 0.00% Call
3225 Call HI-CRUSH PARTNE 04/21/2017 15.00 29,400 40 0.00% Call
3226 IMMUNOMEDICS INCORPORATED 12,175 40 0.00%
3227 Mueller Industries Inc 11,099 40 0.00%
3228 SASOL LTD 30,000 40 0.00% Put
3229 DANAHER CORP DEL 12,600 39 0.00% Call
3230 SOUTHERN CO 134,000 38 0.00% Put
3231 REGULUS THERAPEUTICS INC COM 11,228 37 0.00%
3232 ICONIX BRAND GROUP INC 148,200 37 0.00% Put
3233 TOKAI PHARMACEUTICALS INC COM 23,451 36 0.00%
3234 SPDR SERIES TRUST 83,400 36 0.00% Call
3235 PERRIGO CO PLC 15,300 35 0.00% Put
3236 BOEING CO 42,600 34 0.00% Call
3237 BIOMARIN PHARMACEUTICAL INC 14,000 34 0.00% Call
3238 FORD MTR CO DEL 1,163,300 34 0.00% Call
3239 POWERSHS DB US DOLLAR INDEX 124,000 33 0.00% Call
3240 BRISTOL MYERS SQUIBB CO 283,300 33 0.00% Call
3241 CENTURYLINK INC 68,800 32 0.00% Put
3242 TWITTER INC 177,000 31 0.00% Put
3243 MCKESSON CORP 15,300 31 0.00% Put
3244 YANDEX N V 300,000 30 0.00% Put
3245 DBX ETF TR 96,500 30 0.00% Call
3246 SOLAREDGE TECHNOLOGIES INC 37,400 29 0.00% Put
3247 TRANSOCEAN LTD 10,000 29 0.00% Put
3248 MGIC INVT CORP WIS 220,000 29 0.00% Call
3249 ATLANTIC PWR CORP 11,867 29 0.00%
3250 CLIFFS NAT RES INC 125,000 28 0.00% Put
Page 65 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 MYLAN N V 10,000 0 0.00% Put
2 DAVITA INC 75,000 0 0.00% Call
3 KROGER CO 19,300 0 0.00% Call
4 CSX CORP 10,000 0 0.00% Put
5 ANNALY CAP MGMT INC 20,000 0 0.00% Put
6 3-D SYS CORP DEL 65,000 1 0.00% Call
7 LINKEDIN CORP 27,800 1 0.00% Call
8 PROSHARES TR 10,000 1 0.00% Put
9 RITE AID CORP 200,000 2 0.00% Call
10 OLIN CORP 50,000 2 0.00% Put
11 EXPRESS SCRIPTS HLDG CO 24,700 2 0.00% Call
12 COMMUNITY HEALTH SYS INC NEW 216,209 2 0.00%
13 SHIRE PLC 35,000 2 0.00% Put
14 TWENTY-FIRST CENTURY FOX-A 25,600 2 0.00% Call
15 TELECOM ARGENTINA S A 28,800 3 0.00% Put
16 DELL TECHNOLOGIES INC 37,400 4 0.00% Put
17 CAMBREX CORP 19,400 4 0.00% Put
18 NEXTERA ENERGY PARTNERS LP 24,000 4 0.00% Put
19 ARCHER DANIELS MIDLAND CO 25,000 4 0.00% Call
20 MGM RESORTS INTERNATIONAL 20,000 5 0.00% Put
21 SIGNET JEWELERS LIMITED 20,000 6 0.00% Call
22 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 38,688 6 0.00%
23 WILLIAMS SONOMA INC 72,900 7 0.00% Call
24 DOLLAR GEN CORP NEW 53,000 8 0.00% Call
25 SPDR SERIES TRUST 150,000 8 0.00% Call
26 TARGET CORP 154,900 8 0.00% Call
27 ATLANTICA YIELD PLC 84,800 8 0.00% Put
28 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 508,767 8 0.00%
29 CARNIVAL CORP 66,400 9 0.00% Call
30 CTRIP COM INTL LTD 37,200 9 0.00% Put
31 URBAN OUTFITTERS INC 164,000 9 0.00% Call
32 KCG HLDGS INC 34,700 9 0.00% Call
33 ANADARKO PETE CORP 41,100 10 0.00% Put
34 HESS CORP 69,900 10 0.00% Call
35 COTY INC 200,000 10 0.00% Call
36 IAC INTERACTIVECORP 22,500 10 0.00% Put
37 MENTOR GRAPHICS CORP 200,000 10 0.00% Put
38 FERRARI N V 31,800 11 0.00% Put
39 EXELON CORP 45,000 11 0.00% Call
40 VERTEX PHARMACEUTICALS INC 12,000 11 0.00% Call
41 FIREEYE INC 74,400 11 0.00% Call
42 LINKEDIN CORP 20,000 11 0.00% Put
43 TECK RESOURCES LTD 384,800 12 0.00% Put
44 GALENA BIOPHARMA INC 34,197 12 0.00%
45 RICE ENERGY INC 30,000 12 0.00% Put
46 AMERICAN INTL GROUP INC 36,100 12 0.00% Put
47 TIME WARNER INC 30,200 12 0.00% Put
48 GLOBALSTAR INC 133,200 12 0.00% Call
49 MANNKIND CORP. 20,455 13 0.00%
50 HCA HOLDINGS INC 96,600 13 0.00% Put
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