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Institutional Investment Manager
Allen Investment Management, LLC
Allen Investment Management, LLC (CIK: 0001326234) incorporated in New York, located at 711 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003742) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES RUSSELL 2000 GROWTH ETF 1,758 241 0.02%
102 ISHARES RUSSELL 2000 VALUE ETF 4,296 418 0.03%
103 ISHARES TR 2,911 292 0.02%
104 ISHARES TR 17,900 615 0.05%
105 ISHARES TR 5,087 284 0.02%
106 ISHARES TR 4,678 348 0.03%
107 ISHARES TR 2,969 278 0.02%
108 ISHARES TR 6,000 1,544 0.12%
109 ISHARES TR 20,931 2,161 0.17%
110 ISHARES TR 37,220 3,958 0.31%
111 ISHARES TR 63,486 3,570 0.28%
112 ISHARES TR 75,167 8,565 0.67%
113 ISHARES TR 30,438 842 0.07%
114 JD COM INC 33,697 715 0.06%
115 JOHNSON & JOHNSON 43,115 5,230 0.41%
116 JP ENERGY PARTNERS LP UNT REPST LTD 61,909 523 0.04%
117 JPMORGAN CHASE & CO 15,354 954 0.07%
118 KAYNE ANDERSON MLP INVT CO 14,010 285 0.02%
119 KNOT OFFSHORE PARTNERS LP 32,350 600 0.05%
120 LABORATORY CORP AMER HLDGS 368,168 47,961 3.72%
121 LIBERTY GLOBAL PLC 53,056 1,542 0.12%
122 LOCKHEED MARTIN CORP 91,601 22,733 1.77%
123 LOWES COS INC 259,276 20,527 1.59%
124 Lloyds Banking Group Plc 95,765 284 0.02%
125 MARATHON OIL CORP 30,926 464 0.04%
126 MARTIN MIDSTREAM PRTNRS L P 19,450 449 0.03%
127 MCDONALDS CORP 2,346 282 0.02%
128 MCKESSON CORP 112,052 20,915 1.62%
129 MICROSOFT CORP 570,176 29,176 2.27%
130 MONDELEZ INTL INC 43,181 1,965 0.15%
131 MONSANTO CO NEW 425,027 43,952 3.41%
132 MOODYS CORP 592,489 55,522 4.31%
133 NACCO INDS INC 6,506 364 0.03%
134 NATIONAL GRID PLC 20,940 1,556 0.12%
135 NETFLIX INC 26,406 2,416 0.19%
136 NEW MTN FIN CORP 37,367 482 0.04%
137 NOBLE CORP PLC 26,507 218 0.02%
138 NOBLE ENERGY INC 20,394 732 0.06%
139 NORFOLK SOUTHERN CORP 5,124 436 0.03%
140 NORTEK INC COM NEW 8,379 497 0.04%
141 NUVEEN AMT FREE MUN CR INC F 22,704 369 0.03%
142 NUVEEN AMT FREE QLTY MUN INC 11,935 179 0.01%
143 NUVEEN CR STRATEGIES INCOME FD COM SHS 18,171 147 0.01%
144 NUVEEN FLOATING RATE INCOME 14,441 149 0.01%
145 NUVEEN FLTNG RTE INCM OPP FD 14,122 145 0.01%
146 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 11,135 184 0.01%
147 NUVEEN PREM INCOME MUN FD 2 11,937 185 0.01%
148 NVIDIA CORPORATION 14,870 699 0.05%
149 ORACLE CORP 527,261 21,581 1.68%
150 OWENS-ILLINOIS, INC. 12,531 226 0.02%
Page 3 of 5
Restatement filing (0001172661-17-001726) filed in 2017.09.22
#
Name
Shares
Value ($)
%
Options
Notes
1 COMCAST CORP NEW 1,289,249 84,046 5.84%
2 CHARTER COMMUNICATIONS INC N 328,274 75,057 5.22%
3 EQUINIX INC 186,625 72,360 5.03%
4 EXPRESS SCRIPTS HLDG CO 937,805 71,086 4.94%
5 SCHLUMBERGER LTD 896,577 70,901 4.93%
6 PRICELINE GRP INC 54,481 68,015 4.73%
7 DANAHER CORP DEL 605,841 61,190 4.25%
8 ALPHABET INC 83,266 57,628 4.00%
9 MOODYS CORP 592,489 55,522 3.86%
10 TRANSDIGM GROUP INC 202,704 53,451 3.71%
11 LABORATORY CORP AMER HLDGS 368,168 47,961 3.33%
12 SCHWAB CHARLES CORP 1,859,371 47,061 3.27%
13 MONSANTO CO NEW 425,027 43,952 3.05%
14 ANHEUSER BUSCH INBEV SA/NV 311,228 40,983 2.85%
15 BERKSHIRE HATHAWAY INC DEL 271,519 39,313 2.73%
16 UNITED PARCEL SERVICE INC 344,665 37,127 2.58%
17 FISERV INC 321,361 34,942 2.43%
18 MICROSOFT CORP 570,176 29,176 2.03%
19 PRESTIGE BRANDS HLDGS INC 485,827 26,915 1.87%
20 DOVER CORP 343,101 23,784 1.65%
21 SELECT SECTOR SPDR TR 338,358 23,090 1.60%
22 LOCKHEED MARTIN CORP 91,601 22,733 1.58%
23 ORACLE CORP 527,261 21,581 1.50%
24 MCKESSON CORP 112,052 20,915 1.45%
25 LOWES COS INC 259,276 20,527 1.43%
26 AMERISOURCEBERGEN CORP 237,678 18,853 1.31%
27 PAYPAL HLDGS INC 510,601 18,642 1.30%
28 S&P GLOBAL INC 150,475 16,140 1.12%
29 ALPHABET INC 13,862 9,752 0.68%
30 VANGUARD INTL EQUITY INDEX F 224,812 9,633 0.67%
31 ISHARES TR 75,167 8,565 0.60%
32 WAYFAIR INC 200,000 7,800 0.54%
33 AMAZON COM INC 10,828 7,749 0.54%
34 ARES CAPITAL CORP 398,533 5,659 0.39%
35 FACEBOOK INC 47,014 5,373 0.37%
36 JOHNSON & JOHNSON 43,115 5,230 0.36%
37 HOME DEPOT INC 34,401 4,393 0.31%
38 PROCTER AND GAMBLE CO 49,648 4,204 0.29%
39 HCA HOLDINGS INC 53,532 4,122 0.29%
40 EXPEDIA INC DEL 37,885 4,027 0.28%
41 ISHARES TR 37,220 3,958 0.28%
42 VANGUARD STAR FDS 87,015 3,870 0.27%
43 3M CO 21,019 3,681 0.26%
44 ISHARES TR 63,486 3,570 0.25%
45 AMERICAN INTL GROUP INC 65,366 3,457 0.24%
46 VANGUARD INTL EQUITY INDEX F 98,110 3,456 0.24%
47 VANGUARD INTL EQUITY INDEX F 73,879 3,447 0.24%
48 ALASKA AIR GROUP INC 59,011 3,440 0.24%
49 WORKDAY INC 43,030 3,213 0.22%
50 UNITED CONTL HLDGS INC 74,631 3,063 0.21%
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