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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
551 EOG RES INC 32,963 3,216 0.02%
552 MARATHON PETE CORP 63,634 3,216 0.02%
553 ISHARES TR 25,523 3,214 0.02%
554 PARKER HANNIFIN CORP 20,012 3,208 0.02%
555 BRINKER INTL INC 71,987 3,165 0.02%
556 MATTEL INC 123,564 3,164 0.02%
557 HEXCEL CORP NEW COM 57,979 3,163 0.02%
558 VANGUARD WORLD FD 46,037 3,155 0.02%
559 BARD C R INC 12,661 3,147 0.02%
560 BEST BUY INC 63,864 3,139 0.02%
561 DOUBLELINE INCOME SOLUTIONS 156,426 3,139 0.02%
562 VANGUARD ADMIRAL FDS INC 26,455 3,125 0.02%
563 PALO ALTO NETWORKS INC 27,610 3,111 0.02%
564 PROSHARES TR 230,420 3,099 0.02%
565 COLONY NORTHSTAR A 239,832 3,096 0.02%
566 VEREIT INC 364,712 3,096 0.02%
567 INTERNATIONAL BANCSHARES CORP COM 87,315 3,091 0.02%
568 Enterprise Bancorp Inc Mass 88,121 3,063 0.02%
569 APACHE CORP 59,563 3,061 0.02%
570 NUVEEN S&P 500 BUY-WRITE INC 230,718 3,057 0.02%
571 WGL HLDGS INC COM 37,021 3,055 0.02%
572 AMERICAN FINL GROUP INC OHIO 31,999 3,053 0.02%
573 HP INC 170,514 3,049 0.02%
574 SPDR S&P 600 SMALL CAP VALUE ETF 25,715 3,035 0.02%
575 SNAP ON INC 17,898 3,019 0.02%
576 UGI CORP NEW 61,065 3,017 0.02%
577 GABELLI EQUITY TR INC 501,544 2,994 0.02%
578 HARTFORD FINL SVCS GROUP INC 61,958 2,978 0.02%
579 CLAYMORE EXCHANGE TRD FD TR 140,186 2,976 0.02%
580 XYLEM INC 58,939 2,960 0.02%
581 FIRST TR EXCHANGE TRADED FD 70,035 2,944 0.02%
582 ISHARES TR 29,948 2,942 0.02%
583 ISHARES TR 88,306 2,932 0.02%
584 LAM RESEARCH CORP 22,753 2,921 0.02%
585 OWENS & MINOR INC NEW 83,939 2,904 0.02%
586 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 54,880 2,899 0.02%
587 MAXIM INTEGR 64,076 2,881 0.02%
588 SCHWAB U.S. LARGE-CAP VALUE ETF 57,624 2,863 0.02%
589 AMERICAN INTL GROUP INC 45,752 2,856 0.02%
590 NOVO-NORDISK A S 83,297 2,855 0.02%
591 CHIPOTLE MEXICAN GRILL INC 6,387 2,846 0.02%
592 UNDER ARMOUR INC 155,279 2,842 0.02%
593 LEGGETT &PLATT INC 56,284 2,832 0.02%
594 LINCOLN NATL CORP IND 43,241 2,830 0.02%
595 CVB FINL CORP COM 127,991 2,827 0.02%
596 CONAGRA BRANDS INC 69,928 2,821 0.02%
597 ROYAL BK CDA MONTREAL QUE 38,656 2,818 0.02%
598 COHEN STEERS CLOSED END OP 226,970 2,815 0.02%
599 STATE STR CORP 35,352 2,814 0.02%
600 HOLOGIC INC 65,939 2,806 0.02%
Page 12 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc Del Wt Exp 052517 79,340 0 0.00%
2 PALATIN TECHNOLOGIES INC 13,250 4 0.00%
3 BIOSTAGE INC 14,547 5 0.00%
4 CYTRX CORP 16,701 7 0.00%
5 SYNTHETIC BIOLOGICS INCORPORATED 11,033 7 0.00%
6 CERECOR INC 13,012 9 0.00%
7 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 16,000 10 0.00%
8 ARVINMERITOR INC 10,000 10 0.00%
9 JEFFERIES GROUP INC NEW SR DB CV3.875 29 10,000 10 0.00%
10 UNI PIXEL INC COM NEW 13,300 11 0.00%
11 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 11,000 11 0.00%
12 SECOND SIGHT MED PRODS INC 11,099 13 0.00%
13 RAIT FINANCIAL TRUST 13,000 13 0.00%
14 EXCO RESOURCES INC 22,938 14 0.00%
15 LIGHTBRIDGE CORP 11,346 15 0.00%
16 URANIUM ENERGY CORP 10,881 15 0.00%
17 LIQTECH INTL INC 42,000 16 0.00%
18 ZION OIL & GAS INC 13,287 16 0.00%
19 BIOLASE INC 12,634 17 0.00%
20 GLOBALSTAR INC 10,788 17 0.00%
21 DRYSHIPS INC 10,619 18 0.00%
22 SANDRIDGE MISSISSIPPIAN TR I 12,601 18 0.00%
23 NANOVIRICIDES INC 16,331 18 0.00%
24 VIVUS INC 16,733 19 0.00%
25 SANOFI 42,259 19 0.00%
26 INTEL CORP JR SB CONV DB 35 14,000 19 0.00%
27 TRANSENTERIX INC 16,930 20 0.00%
28 PERION NETWORK LTD 11,400 20 0.00%
29 NAVIDEA BIOPHARM INC 34,087 20 0.00%
30 NETLIST INC 20,000 20 0.00%
31 NEOVASC INC 12,900 20 0.00%
32 ATHERSYS INC NEW 12,500 21 0.00%
33 BANK OF NOVA SCOTIA 20,000 21 0.00%
34 Durect Corp Com 20,500 22 0.00%
35 ENCORE CAP GROUP INC 25,000 22 0.00%
36 HURON CONSULTING GROUP INC 25,000 23 0.00%
37 LAM RESEARCH CORP SR NT CV 1.25 18 11,000 23 0.00%
38 Chesapeake Energy Corp 39,000 23 0.00%
39 INSEEGO CORP 11,006 23 0.00%
40 TCP CAP CORP NOTE 5.25012/1 23,000 24 0.00%
41 NEW MTN FIN CORP 23,000 24 0.00%
42 TPG Specialty Lending Inc 23,000 24 0.00%
43 HUGOTON RTY TR TEX 13,398 25 0.00%
44 KB HOME SR CV NT1.375 19 24,000 25 0.00%
45 COLONY CAP INC 25,000 25 0.00%
46 NAVIOS MARITIME ACQUIS CORP 14,312 25 0.00%
47 RYLAND GROUP INC SR NT CV 0.25 19 27,000 25 0.00%
48 REDWOOD TR INC NOTE 4.625 4/1 26,000 26 0.00%
49 INTELLIPHARMACEUTICS INTL IN 10,264 26 0.00%
50 TOP SHIPS INC 23,809 26 0.00%
Page 1 of 49