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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
251 TESLA INC 37,212 10,356 0.07%
252 NORDSTROM INC 221,417 10,311 0.07%
253 DIAGEO P L C 88,897 10,275 0.07%
254 ISHARES TR 77,944 10,263 0.07%
255 AFLAC INC 141,230 10,228 0.07%
256 POWERSHARES ETF TR II 236,842 10,023 0.07%
257 ISHARES TR 94,575 9,986 0.07%
258 VANGUARD WORLD FDS 165,109 9,984 0.07%
259 AQUA AMERICA INC 309,598 9,954 0.07%
260 PNC FINL SVCS GROUP INC 81,876 9,845 0.07%
261 VANGUARD SCOTTSDALE FDS 84,298 9,838 0.07%
262 REYNOLDS AMERICAN INC 155,802 9,819 0.07%
263 VANGUARD WORLD FD 121,460 9,796 0.07%
264 SMUCKER J M CO 74,484 9,763 0.07%
265 NORFOLK SOUTHERN CORP 87,049 9,747 0.07%
266 ISHARES TR 207,748 9,635 0.06%
267 SCHWAB U.S. LARGE-CAP GROWTH ETF 158,283 9,573 0.06%
268 FIDELITY 265,148 9,468 0.06%
269 WISDOMTREE TR 114,099 9,462 0.06%
270 SHERWIN WILLIAMS CO 30,332 9,409 0.06%
271 DEERE & CO 86,085 9,371 0.06%
272 BLACKROCK INC 24,354 9,340 0.06%
273 VANGUARD ADMIRAL FDS INC 80,606 9,325 0.06%
274 ISHARES 151,261 9,307 0.06%
275 ALLERGAN PLC 38,882 9,290 0.06%
276 ISHARES COHEN & STEERS REIT ETF 92,046 9,182 0.06%
277 NUCOR CORP 153,097 9,143 0.06%
278 ISHARES TR 60,989 9,070 0.06%
279 POWERSHARES ETF TRUST 77,717 9,048 0.06%
280 FLEXSHARES TR 174,396 9,003 0.06%
281 TRAVELERS COMPANIES INC 72,824 8,778 0.06%
282 SPDR INDEX SHS FDSDJ GLB RL ES ETF 185,226 8,720 0.06%
283 EXELON CORP 241,396 8,685 0.06%
284 PACER FDS TR 342,973 8,670 0.06%
285 BECTON DICKINSON & CO 47,209 8,660 0.06%
286 RYDEX ETF TRUST 144,054 8,524 0.06%
287 PRUDENTIAL FINL INC 79,180 8,447 0.06%
288 BIOGEN INC 30,879 8,443 0.06%
289 ISHARES TR 58,918 8,357 0.06%
290 SYSCO CORP 159,751 8,294 0.06%
291 PPG INDS INC 77,856 8,181 0.05%
292 SCHWAB US DIVIDEND EQUITY ETF 183,488 8,180 0.05%
293 AMERICAN WTR WKS CO INC NEW 104,615 8,136 0.05%
294 ISHARES 7-10 YEAR TREASURY BOND ETF 76,838 8,113 0.05%
295 GOLDMAN SACHS GROUP INC 35,315 8,113 0.05%
296 MONSANTO CO NEW 71,038 8,041 0.05%
297 NORTHROP GRUMMAN CORP 33,435 7,952 0.05%
298 ARCHER DANIELS MIDLAND CO 172,212 7,929 0.05%
299 TEMPLETON GLOBAL INCOME FD 1,189,774 7,912 0.05%
300 ISHARES TR 156,603 7,905 0.05%
Page 6 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INC 33,828 40 0.00%
3 2U, Inc. 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVAXIS INC COM NEW 15,685 128 0.00%
28 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
29 ADVISORSHARES TR 11,121 202 0.00%
30 ADVISORSHARES TR 8,533 304 0.00%
31 ADVISORSHARES TR 179,993 1,584 0.01%
32 ADVISORSHARES TR 6,572 430 0.00%
33 AECOM 30,333 1,080 0.01%
34 AEGON N V 41,153 211 0.00%
35 AERCAP HOLDINGS NV 4,465 205 0.00%
36 AES CORP 67,415 754 0.01%
37 AES TRUST III PFD CV 6.75 12,533 640 0.00%
38 AETNA INC NEW 45,509 5,805 0.04%
39 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
40 AFLAC INC 141,230 10,228 0.07%
41 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
42 AGNC INVT CORP 118,201 2,351 0.02%
43 AGNICO EAGLE MINES LTD 9,611 408 0.00%
44 AGREE RLTY CORP COM 19,988 959 0.01%
45 AGRIUM INC 2,106 201 0.00%
46 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
47 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
48 AK STL HLDG CORP 13,944 100 0.00%
49 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
50 ALAMO GROUP INC 7,596 579 0.00%
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