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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
351 ISHARES TR 41,734 6,498 0.04%
352 WEC ENERGY GROUP INC 105,352 6,387 0.04%
353 OMEGA HEALTHCARE INVS INC 193,483 6,383 0.04%
354 ALLSTATE CORP 78,318 6,382 0.04%
355 ISHARES TR 59,779 6,369 0.04%
356 ISHARES TR 124,916 6,354 0.04%
357 FRANCO NEVADA CORP 95,664 6,267 0.04%
358 SPDR SER TR S&P 600 SML CAP 51,538 6,252 0.04%
359 VANGUARD INTL EQUITY INDEX F 116,747 6,218 0.04%
360 FIDELITY 259,659 6,201 0.04%
361 PAYPAL HLDGS INC 143,445 6,171 0.04%
362 LEGG MASON ETF EQUITY TR 207,411 6,166 0.04%
363 BROWN FORMAN CORP 132,021 6,097 0.04%
364 PIEDMONT OFFICE REALTY TR INC COM CL A 284,002 6,072 0.04%
365 CLAYMORE EXCHANGE TRD FD TR 239,594 6,069 0.04%
366 POWERSHARES ETF TR II 127,657 6,065 0.04%
367 AMERICAN TOWER CORP NEW 49,690 6,039 0.04%
368 T MOBILE US INC 93,292 6,026 0.04%
369 HERSHEY CO 55,162 6,026 0.04%
370 YUM BRANDS INC 94,250 6,023 0.04%
371 ENERGY TRANSFER PRTNRS L P 164,164 5,995 0.04%
372 APPLIED MATLS INC 152,794 5,944 0.04%
373 VANGUARD ADMIRAL FDS INC 46,999 5,904 0.04%
374 THERMO FISHER SCIENTIFIC INC 38,439 5,904 0.04%
375 ANNALY CAP MGMT INC 526,671 5,851 0.04%
376 WISDOMTREE TR 114,699 5,806 0.04%
377 AETNA INC NEW 45,509 5,805 0.04%
378 V F CORP 105,216 5,784 0.04%
379 JOHNSON CTLS INTL PLC 137,159 5,777 0.04%
380 PPL CORP 151,249 5,655 0.04%
381 VANGUARD WORLD FD 49,745 5,603 0.04%
382 VANGUARD INDEX FDS 55,903 5,584 0.04%
383 NATIONAL RETAIL PPTYS INC 126,997 5,540 0.04%
384 LIVE OAK BANCSHARES INC 255,848 5,539 0.04%
385 EATON VANCE LTD DURATION INC 399,238 5,521 0.04%
386 FIDELITY 162,874 5,468 0.04%
387 VANGUARD MALVERN FDS 110,099 5,447 0.04%
388 UNDER ARMOUR INC 273,994 5,420 0.04%
389 COLUMBIA PPTY TR INC 243,531 5,419 0.04%
390 FIFTH THIRD BANCORP 211,179 5,364 0.04%
391 CHUBB LIMITED 39,355 5,362 0.04%
392 FIDELITY COMWLTH TR 22,974 5,358 0.04%
393 INTL PAPER CO 105,326 5,348 0.04%
394 CAPITAL ONE FINL CORP 61,613 5,339 0.04%
395 SOUTHWEST AIRLS CO 99,028 5,324 0.04%
396 KAYNE ANDERSON MLP INVT CO 253,268 5,319 0.04%
397 POWERSHARES ETF TRUST 117,401 5,317 0.04%
398 ROYAL DUTCH SHELL PLC 95,167 5,313 0.04%
399 TEVA PHARMACEUTICAL INDS LTD 165,155 5,300 0.04%
400 BUCKEYE PARTNERS L P 77,176 5,291 0.04%
Page 8 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INC 33,828 40 0.00%
3 2U, Inc. 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVAXIS INC COM NEW 15,685 128 0.00%
28 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
29 ADVISORSHARES TR 11,121 202 0.00%
30 ADVISORSHARES TR 8,533 304 0.00%
31 ADVISORSHARES TR 179,993 1,584 0.01%
32 ADVISORSHARES TR 6,572 430 0.00%
33 AECOM 30,333 1,080 0.01%
34 AEGON N V 41,153 211 0.00%
35 AERCAP HOLDINGS NV 4,465 205 0.00%
36 AES CORP 67,415 754 0.01%
37 AES TRUST III PFD CV 6.75 12,533 640 0.00%
38 AETNA INC NEW 45,509 5,805 0.04%
39 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
40 AFLAC INC 141,230 10,228 0.07%
41 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
42 AGNC INVT CORP 118,201 2,351 0.02%
43 AGNICO EAGLE MINES LTD 9,611 408 0.00%
44 AGREE RLTY CORP COM 19,988 959 0.01%
45 AGRIUM INC 2,106 201 0.00%
46 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
47 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
48 AK STL HLDG CORP 13,944 100 0.00%
49 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
50 ALAMO GROUP INC 7,596 579 0.00%
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