| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 35,689 | 1,000 | 0.00% | ||
| 2 | UNDER ARMOUR INC | 3,800 | 5,000 | 0.00% | Call | |
| 3 | ELEPHANT TALK COMM CORP | 30,000 | 5,000 | 0.00% | ||
| 4 | CONTRAFECT CORP | 25,000 | 6,000 | 0.00% | ||
| 5 | PROVECTUS | 20,000 | 7,000 | 0.00% | ||
| 6 | WESTPORT FUEL SYSTEMS INC | 12,275 | 20,000 | 0.00% | ||
| 7 | AMPIO PHARMACEUTICALS INC | 16,700 | 22,000 | 0.00% | ||
| 8 | GLU MOBILE INC | 10,000 | 22,000 | 0.00% | ||
| 9 | BIOAMBER INC | 67,226 | 24,000 | 0.00% | ||
| 10 | ORAGENICS INC COM NEW | 50,000 | 25,000 | 0.00% | ||
| 11 | CASTLE BRANDS INC COM | 42,500 | 31,000 | 0.00% | ||
| 12 | CANCER GENETICS | 18,000 | 36,000 | 0.00% | ||
| 13 | Lloyds Banking Group Plc | 12,301 | 36,000 | 0.00% | ||
| 14 | Old PSG Wind-down Ltd. | 13,000 | 39,000 | 0.00% | ||
| 15 | ARRAY BIOPHARMA INC | 11,290 | 40,000 | 0.00% | ||
| 16 | NEW GOLD INC CDA | 10,779 | 47,000 | 0.00% | ||
| 17 | HARMONIC INC | 16,464 | 47,000 | 0.00% | ||
| 18 | SIRIUS XM HOLDINGS INC | 12,010 | 48,000 | 0.00% | ||
| 19 | SPRINT CORP | 10,879 | 49,000 | 0.00% | ||
| 20 | COBALT INTL ENERGY INC | 41,148 | 55,000 | 0.00% | ||
| 21 | AEGON N V | 14,007 | 57,000 | 0.00% | ||
| 22 | GSE SYS INC | 31,000 | 69,000 | 0.00% | ||
| 23 | LADENBURG THALMAN FIN SVCS I | 30,000 | 71,000 | 0.00% | ||
| 24 | CONTRAFECT CORP COM | 25,000 | 72,000 | 0.00% | ||
| 25 | PLANET PAYMENT INC | 17,000 | 76,000 | 0.00% | ||
| 26 | APPLIED MICRO CIRCUITS ORD | 12,430 | 80,000 | 0.00% | ||
| 27 | JMP GROUP LLC COM | 15,000 | 81,000 | 0.00% | ||
| 28 | BANCO BILBAO VIZCAYA ARGENTA | 14,504 | 84,000 | 0.00% | ||
| 29 | RAND CAP CORP | 22,658 | 86,000 | 0.00% | ||
| 30 | NYMOX PHARMACEUTICAL CORP | 28,000 | 94,000 | 0.00% | ||
| 31 | ROYCE GLOBAL VALUE TR INC | 12,745 | 97,000 | 0.00% | ||
| 32 | Alcoa | 10,797 | 100,000 | 0.00% | ||
| 33 | REGULUS THERAPEUTICS INC COM | 34,500 | 100,000 | 0.00% | ||
| 34 | SPDR S&P 500 ETF TR | 17,000 | 104,000 | 0.00% | Put | |
| 35 | COMPANIA DE MINAS BUENAVENTU | 10,000 | 119,000 | 0.00% | ||
| 36 | ACCO BRANDS CORPORATION COM | 11,747 | 121,000 | 0.00% | ||
| 37 | FREEPORT-MCMORAN INC | 11,099 | 123,000 | 0.00% | ||
| 38 | BIOAMBER INC | 41,824 | 125,000 | 0.00% | ||
| 39 | TAILORED BRANDS INC COM | 10,000 | 127,000 | 0.00% | ||
| 40 | Francesca's Holdings Corp | 12,107 | 134,000 | 0.00% | ||
| 41 | SLM CORP | 21,920 | 136,000 | 0.00% | ||
| 42 | LENDINGCLUB CORP | 32,690 | 141,000 | 0.00% | ||
| 43 | FLEX LTD | 11,957 | 141,000 | 0.00% | ||
| 44 | ANNALY CAP MGMT INC | 13,176 | 146,000 | 0.00% | ||
| 45 | Pandora Media Inc | 11,832 | 147,000 | 0.00% | ||
| 46 | CHEMOURS CO | 18,182 | 150,000 | 0.00% | ||
| 47 | ALPS ETF TR | 12,475 | 159,000 | 0.00% | ||
| 48 | THESTREET INC | 141,646 | 160,000 | 0.00% | ||
| 49 | NABORS INDUSTRIES LTD | 16,030 | 161,000 | 0.00% | ||
| 50 | LIQUIDITY SERVICES INC | 20,553 | 161,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004198, filed 2016.08.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
