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REGULUS THERAPEUTICS INC
REGULUS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 92 Institutional holders with a total value of $79,556,709.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 7,917,151 22,881,000 28.76%
2 WELLINGTON MANAGEMENT GROUP LLP 4,886,125 14,121,000 17.75%
3 BlackRock Fund Advisors 1,679,088 4,853,000 6.10%
4 VANGUARD GROUP INC 1,278,466 3,694,000 4.64%
5 AXA S.A. 1,045,162 3,021,000 3.80%
6 South Dakota Investment Council 900,000 2,601,000 3.27%
7 Numeric Investors LLC 861,596 2,490,000 3.13%
8 GOLDMAN SACHS GROUP INC 776,762 2,245,000 2.82%
9 BlackRock Institutional Trust Company, N.A. 751,661 2,172,000 2.73%
10 STATE STREET CORP 551,539 1,592,000 2.00%
11 WELLS FARGO & COMPANY/MN 510,664 1,476,000 1.86%
12 OXFORD ASSET MANAGEMENT LLP 482,143 1,393,000 1.75%
13 DAFNA Capital Management LLC 421,500 1,218,000 1.53%
14 NORTHERN TRUST CORP 419,061 1,211,000 1.52%
15 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 389,144 1,124,000 1.41%
16 Rhenman & Partners Asset Management AB 350,000 1,012,000 1.27%
17 Abingworth LLP 327,350 943,000 1.19%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 249,000 720,000 0.91% Call
19 ROYAL BANK OF CANADA 222,690 644,000 0.81%
20 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 208,100 601,000 0.76%
21 GEODE CAPITAL MANAGEMENT, LLC 199,054 575,000 0.72%
22 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 190,496 550,000 0.69%
23 CREDIT SUISSE AG/ 163,351 471,000 0.59%
24 Piermont Capital Management Inc. 151,924 439,000 0.55%
25 BlackRock Investment Management, LLC 148,444 429,000 0.54%
26 Bank of New York Mellon Corp 141,216 408,000 0.51%
27 TIAA CREF INVESTMENT MANAGEMENT LLC 125,428 362,000 0.46%
28 TOCQUEVILLE ASSET MANAGEMENT L.P. 114,150 330,000 0.41%
29 SCHRODER INVESTMENT MANAGEMENT GROUP 109,987 318,000 0.40%
30 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 108,900 315,000 0.40%
31 PRICE T ROWE ASSOCIATES INC /MD/ 105,600 305,000 0.38%
32 DEUTSCHE BANK AG\ 104,214 299,000 0.38%
33 Amici Capital, LLC 82,500 238,000 0.30%
34 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 81,343 235,000 0.30%
35 Virtu KCG Holdings LLC 80,941 234,000 0.29%
36 GLOBEFLEX CAPITAL L P 80,637 233,000 0.29%
37 ALPS ADVISORS INC 74,146 214,000 0.27%
38 Spark Investment Management LLC 65,900 190,000 0.24%
39 TEACHERS ADVISORS, LLC 62,469 181,000 0.23%
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 61,781 179,000 0.22%
41 Swiss National Bank 58,200 168,000 0.21%
42 NEW YORK STATE COMMON RETIREMENT FUND 52,607 152,000 0.19%
43 GROUP ONE TRADING LLC 51,957 150,000 0.19%
44 MACQUARIE GROUP LTD 50,000 145,000 0.18%
45 SABBY MANAGEMENT, LLC 49,231 142,000 0.18%
46 ALLIANCEBERNSTEIN L.P. 47,100 136,000 0.17%
47 WEDBUSH SECURITIES INC 47,061 136,000 0.17%
48 VIRTUS ETF ADVISERS LLC 46,269 134,000 0.17%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,100 130,000 0.16% Put
50 ProShare Advisors LLC 44,037 127,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.