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RAND CAP CORP
RAND CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 8 Institutional holders with a total value of $3,117,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIBC Private Wealth Group LLC 309,250 1,123,000 36.03%
2 EMANCIPATION MANAGEMENT LLC 213,400 761,000 24.41%
3 COURIER CAPITAL LLC 162,980 615,000 19.73%
4 SHUFRO ROSE & CO LLC 135,800 485,000 15.56%
5 BROWN ADVISORY INC 22,658 86,000 2.76%
6 UBS Group AG 10,007 36,000 1.15%
7 Creative Planning 2,000 8,000 0.26%
8 Tower Research Capital LLC (TRC) 702 3,000 0.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.