| # | % | |||||
|---|---|---|---|---|---|---|
| 1101 | ROYCE GLOBAL VALUE TR INC | 12,751 | 103,000 | 0.00% | ||
| 1102 | BANCO BILBAO VIZCAYA ARGENTA | 14,618 | 99,000 | 0.00% | ||
| 1103 | AEGON N V | 16,435 | 92,000 | 0.00% | ||
| 1104 | JMP GROUP LLC COM | 15,000 | 92,000 | 0.00% | ||
| 1105 | SPRINT CORP | 10,413 | 87,000 | 0.00% | ||
| 1106 | CUI GLOBAL INC COM NEW | 12,475 | 86,000 | 0.00% | ||
| 1107 | GAMCO GLOBAL GOLD NAT RES & | 15,584 | 83,000 | 0.00% | ||
| 1108 | MATERIALISE NV | 10,500 | 81,000 | 0.00% | ||
| 1109 | DURECT CORP | 60,000 | 80,000 | 0.00% | ||
| 1110 | HUDSON TECHNOLOGIES INC | 10,000 | 80,000 | 0.00% | ||
| 1111 | FUELCELL ENERGY INC | 42,573 | 75,000 | 0.00% | ||
| 1112 | NYMOX PHARMACEUTICAL CORP | 28,000 | 74,000 | 0.00% | ||
| 1113 | LADENBURG THALMAN FIN SVCS I | 30,000 | 73,000 | 0.00% | ||
| 1114 | RAND CAP CORP | 22,658 | 72,000 | 0.00% | ||
| 1115 | Lloyds Banking Group Plc | 18,917 | 58,000 | 0.00% | ||
| 1116 | BIOAMBER INC | 69,076 | 48,000 | 0.00% | ||
| 1117 | CONTRAFECT CORP COM | 25,000 | 44,000 | 0.00% | ||
| 1118 | CASTLE BRANDS INC COM | 42,500 | 32,000 | 0.00% | ||
| 1119 | CERULEAN PHARMA INC | 30,000 | 21,000 | 0.00% | ||
| 1120 | GLU MOBILE INC | 10,000 | 19,000 | 0.00% | ||
| 1121 | AMPIO PHARMACEUTICALS INC | 16,700 | 15,000 | 0.00% | ||
| 1122 | PAIN THERAPEUTICS INC | 11,800 | 7,000 | 0.00% | ||
| 1123 | PARETEUM CORP | 30,000 | 4,000 | 0.00% | ||
| 1124 | CONTRAFECT CORP | 25,000 | 1,000 | 0.00% | ||
| 1125 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 35,883 | 0 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000521, filed 2017.02.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
