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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-14-001040) filed in 2014.05.09
#
Name
Shares
Value ($)
%
Options
Notes
201 Central Gold Trust 13,704 596 0.11%
202 UNITED TECHNOLOGIES CORP 13,815 1,547 0.29%
203 HONEYWELL INTL INC 13,882 1,265 0.23%
204 XCEL ENERGY INC 13,992 418 0.08%
205 HANCOCK JOHN PREMUIM DIV FD 14,050 170 0.03%
206 WESTERN ASSET MGD HI INCM FD 14,174 80 0.01%
207 KEYCORP NEW 14,185 200 0.04%
208 UNITED RENTALS INC 14,461 1,150 0.21%
209 METLIFE INC 14,554 762 0.14%
210 ISHARES TR 14,582 1,422 0.26%
211 CENTRAL SECS CORP COM 14,781 311 0.06%
212 UNITEDHEALTH GROUP INC 14,781 1,055 0.20%
213 MANITOWOC INC 14,813 444 0.08%
214 POWERSHARES ETF TR II 14,847 288 0.05%
215 KRAFT HEINZ CO COM 14,934 752 0.14%
216 KINDER MORGAN INC DEL 15,102 494 0.09%
217 ISHARES 15,424 439 0.08%
218 OSHKOSH CORP 15,561 846 0.16%
219 APPLE INC 15,564 7,985 1.48%
220 FIRST TR ENERGY INFRASTRCTR 15,580 312 0.06%
221 FLAHERTY & CRUMRINE PFD INC 15,600 164 0.03%
222 VANGUARD INDEX FDS 15,871 1,699 0.31%
223 KIMBERLY CLARK CORP 15,909 1,731 0.32%
224 VANGUARD INTL EQUITY INDEX F 15,911 1,642 0.30%
225 VANGUARD INDEX FDS 15,925 2,589 0.48%
226 Market Vectors Gold 16,197 369 0.07%
227 FLUOR CORP NEW 16,322 1,239 0.23%
228 FREEPORT-MCMORAN INC 16,468 526 0.10%
229 ARROWSHARES ETF 16,488 431 0.08%
230 GUGGENHEIM 1:1 EXC 4/9/18 739371839 16,550 1,544 0.29%
231 WILLIAMS COS INC DEL 16,654 675 0.12%
232 HANSEN MEDICAL INC 16,900 37 0.01%
233 Omnicare Inc (Acquired 8/18/2015) 17,190 1,046 0.19%
234 BLACKROCK MUNIENHANCED FD IN 17,195 188 0.03%
235 TEMPLETON GLOBAL INCOME FD 17,307 137 0.03%
236 SPDR S&P 500 ETF TR 17,377 3,086 0.57%
237 FIRST TR HIGH INCOME L/S FD 17,440 304 0.06%
238 SOUTHERN COPPER CORP 17,457 508 0.09%
239 DISNEY WALT CO 17,538 1,344 0.25%
240 BLACKROCK CORPOR HI YLD FD I 17,792 213 0.04%
241 VANGUARD SPECIALIZED PORTFOL 18,029 1,275 0.24%
242 POWERSHARES ETF TRUST 18,064 318 0.06%
243 FIRST TR MLP & ENERGY INCOME F COM 18,095 338 0.06%
244 ABBVIE INC 18,128 881 0.16%
245 RESOURCE CAP CORP 18,250 103 0.02%
246 GENERAL MLS INC 18,339 897 0.17%
247 SOUTHERN CO 18,342 767 0.14%
248 SPDR SERIES TRUST 18,363 743 0.14%
249 ISHARES TR 18,404 1,079 0.20%
250 TARGET CORP 18,572 1,038 0.19%
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