| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,975,101 | 35,019,000 | 21.17% | ||
| 2 | WELLS FARGO & COMPANY/MN | 833,437 | 14,777,000 | 8.93% | ||
| 3 | THIRD AVENUE MANAGEMENT LLC | 597,983 | 10,602,000 | 6.41% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 558,788 | 9,907,000 | 5.99% | ||
| 5 | Saba Capital Management, L.P. | 495,221 | 8,780,000 | 5.31% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 495,178 | 8,779,000 | 5.31% | ||
| 7 | EATON VANCE MANAGEMENT | 399,234 | 7,964,000 | 4.81% | ||
| 8 | UBS AG | 428,387 | 7,595,000 | 4.59% | ||
| 9 | 1832 Asset Management L.P. | 363,653 | 6,411,000 | 3.88% | ||
| 10 | Pine River Capital Management L.P. | 343,994 | 6,100,000 | 3.69% | ||
| 11 | Advisors Asset Management, Inc. | 305,016 | 5,408,000 | 3.27% | ||
| 12 | Invesco Ltd. | 268,131 | 4,754,000 | 2.87% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 249,243 | 4,418,000 | 2.67% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 239,209 | 4,241,000 | 2.56% | ||
| 15 | ROYAL BANK OF CANADA | 170,643 | 3,026,000 | 1.83% | ||
| 16 | Carlson Capital, L.P. | 166,666 | 2,955,000 | 1.79% | ||
| 17 | Shaker Financial Services, LLC | 148,157 | 2,627,000 | 1.59% | ||
| 18 | TFS CAPITAL LLC | 113,112 | 2,005,000 | 1.21% | ||
| 19 | BB&T SECURITIES, LLC | 10,626 | 1,883,000 | 1.14% | ||
| 20 | LPL Financial LLC | 104,821 | 1,858,000 | 1.12% | ||
| 21 | SG Americas Securities, LLC | 94,507 | 1,676,000 | 1.01% | ||
| 22 | AQR CAPITAL MANAGEMENT LLC | 91,237 | 1,618,000 | 0.98% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 81,294 | 1,441,000 | 0.87% | ||
| 24 | MARINER INVESTMENT GROUP LLC | 81,100 | 1,438,000 | 0.87% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 78,975 | 1,400,000 | 0.85% | ||
| 26 | CORNERSTONE ADVISORS INC | 50,939 | 903,000 | 0.55% | ||
| 27 | WEDBUSH SECURITIES INC | 37,676 | 668,000 | 0.40% | ||
| 28 | OPPENHEIMER & CO INC | 35,521 | 630,000 | 0.38% | ||
| 29 | Janney Montgomery Scott LLC | 35,189 | 623,898 | 0.38% | ||
| 30 | FRANKLIN RESOURCES INC | 29,393 | 521,000 | 0.31% | ||
| 31 | Cambridge Investment Research Advisors, Inc. | 27,870 | 494,000 | 0.30% | ||
| 32 | First Allied Advisory Services, Inc. | 26,316 | 468,000 | 0.28% | ||
| 33 | VSR Financial Services, Inc. | 23,268 | 413,000 | 0.25% | ||
| 34 | WFG Advisors, LP | 22,528 | 399,000 | 0.24% | ||
| 35 | DRW Securities, LLC | 20,223 | 359,000 | 0.22% | ||
| 36 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,008 | 355,000 | 0.21% | ||
| 37 | DEUTSCHE BANK AG\ | 19,462 | 345,000 | 0.21% | ||
| 38 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 18,973 | 336,000 | 0.20% | ||
| 39 | SII INVESTMENTS INC/WI | 17,440 | 304,000 | 0.18% | ||
| 40 | STIFEL FINANCIAL CORP | 15,387 | 273,000 | 0.17% | ||
| 41 | DOLIVER ADVISORS, LP | 15,219 | 270,000 | 0.16% | ||
| 42 | KMS FINANCIAL SERVICES, INC | 14,475 | 257,000 | 0.16% | ||
| 43 | Dorsey & Whitney Trust CO LLC | 14,000 | 248,000 | 0.15% | ||
| 44 | Verition Fund Management LLC | 13,514 | 240,000 | 0.15% | ||
| 45 | Placemark Investments, Inc. | 10,685 | 190,000 | 0.11% | ||
| 46 | ALLIANCEBERNSTEIN L.P. | 8,656 | 153,000 | 0.09% | ||
| 47 | Winslow, Evans & Crocker, Inc. | 2,957 | 52,428 | 0.03% | ||
| 48 | US BANCORP \DE\ | 2,604 | 46,000 | 0.03% | ||
| 49 | Regal Investment Advisors LLC | 2,511 | 45,000 | 0.03% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 1,935 | 34,308 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
