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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 584 holdings with a total value of $1,225,300,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ZIMMER BIOMET HLDGS INC 21,392 2,572,000 0.21%
102 NUCOR CORP 51,013 2,523,000 0.21%
103 PHILIP MORRIS INTL INC 24,739 2,511,000 0.20%
104 UNITEDHEALTH GROUP INC 17,039 2,402,000 0.20%
105 FORD MTR CO DEL 189,754 2,382,000 0.19%
106 FIRST TR STRATEGIC HIGH INC 191,464 2,290,000 0.19%
107 PIMCO DYNAMIC CR INCOME FD 118,740 2,269,000 0.19%
108 BRISTOL MYERS SQUIBB CO 30,487 2,241,000 0.18%
109 UNITED TECHNOLOGIES CORP 21,583 2,213,000 0.18%
110 TARGET CORP 31,552 2,199,000 0.18%
111 ABBVIE INC 35,281 2,181,000 0.18%
112 POWERSHARES ETF TR II 50,961 2,178,000 0.18%
113 RYDEX ETF TRUST 26,465 2,148,000 0.18%
114 GUGGENHEIM 1:1 EXC 4/9/18 739371839 16,516 2,129,000 0.17%
115 FIRST TR EXCHANGE TRADED FD 108,918 2,105,000 0.17%
116 GOLDMAN SACHS GROUP INC 13,913 2,076,000 0.17%
117 AMAZON COM INC 2,879 2,060,000 0.17%
118 WESTERN ASSET HGH YLD DFNDFD 134,044 2,017,000 0.16%
119 VANGUARD WORLD FD 21,167 2,016,000 0.16%
120 SPDR GOLD TR 15,899 2,013,000 0.16%
121 VANGUARD INDEX FDS 23,310 1,990,000 0.16%
122 IVY HIGH INC OPPORTUNITIES F 144,714 1,980,000 0.16%
123 NEXTERA ENERGY INC 15,187 1,980,000 0.16%
124 CVS HEALTH CORP 20,494 1,969,000 0.16%
125 ISHARES TR 17,683 1,943,000 0.16%
126 VANGUARD WORLD FDS 15,946 1,939,000 0.16%
127 POWERSHARES ETF TRUST 62,565 1,928,000 0.16%
128 SELECT SECTOR SPDR TR 26,597 1,905,000 0.16%
129 FIRST TR INTER DUR PFD & IN 80,429 1,900,000 0.16%
130 KIMBERLY CLARK CORP 13,598 1,881,000 0.15%
131 ISHARES TR 11,990 1,779,000 0.15%
132 NORDSON CORP 20,672 1,728,000 0.14%
133 RITE AID CORP 232,040 1,721,000 0.14%
134 SELECT SECTOR SPDR TR 32,569 1,706,000 0.14%
135 VANECK ETF TRUST 39,878 1,694,000 0.14%
136 VANGUARD BD INDEX FDS 19,881 1,679,000 0.14%
137 NATIONAL PRESTO INDS INC COM 17,635 1,665,000 0.14%
138 ISHARES TR 41,000 1,636,000 0.13%
139 AFLAC INC 22,866 1,623,000 0.13%
140 ALPHABET INC 2,274 1,607,000 0.13%
141 CLAYMORE EXCHANGE TRD FD TR 64,194 1,593,000 0.13%
142 ISHARES GOLD TRUST 123,432 1,584,000 0.13%
143 WAL-MART STORES INC 21,564 1,573,000 0.13%
144 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 14,037 1,563,000 0.13%
145 UNIVERSAL INS HLDGS INC 84,223 1,563,000 0.13%
146 KINDER MORGAN INC DEL 82,151 1,533,000 0.13%
147 WISDOMTREE TR 19,752 1,524,000 0.12%
148 VANGUARD INDEX FDS 12,011 1,487,000 0.12%
149 NVIDIA CORPORATION 31,498 1,481,000 0.12%
150 DNP SELECT INCOME FD INC 139,102 1,479,000 0.12%
Page 3 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004209, filed 2016.08.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.